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ROBERTSON v. DEAN WITTER REYNOLDS, INC.

No. 83-1664.

749 F.2d 530 (1984)

Robert S. ROBERTSON, Plaintiff-Appellant, v. DEAN WITTER REYNOLDS, INC., Defendant-Appellee.

United States Court of Appeals, Ninth Circuit.

Decided December 10, 1984.

Attorney(s) appearing for the Case

Janis Harwell, Thelen, Marrin, Johnson & Bridges, San Francisco, Cal., for plaintiff-appellant.

Richard B. Glickman, San Francisco, Cal., for defendant-appellee.

Before GOODWIN, PREGERSON and NELSON, Circuit Judges.

NELSON, Circuit Judge:

Robert S. Robertson alleges that Dean Witter Reynolds, Inc. violated its duty to him under Securities and Exchange Commission ("SEC") Rule 10b-16. Rule 10b-16 requires brokers to disclose in writing the terms of credit they extend to customers who wish to purchase securities on margin. Robertson lost money after Dean Witter sold treasury bonds from his account because he failed to meet a margin call. The district court dismissed Robertson's...

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