ERDOS v. S.E.C.

No. 84-7033.

742 F.2d 507 (1984)

Eugene J. ERDOS, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Ninth Circuit.

Decided September 5, 1984.


Attorney(s) appearing for the Case

Eugene J. Erdos, pro se.

Elizabeth Ashcraft, Washington, D.C., for respondent.

Before ANDERSON, SKOPIL and BOOCHEVER, Circuit Judges.


BOOCHEVER, Judge.

Eugene Erdos petitions for review of a Securities and Exchange Commission (S.E.C.) order affirming disciplinary sanctions imposed on him by the National Association of Securities Dealers (NASD) for violating the Association's Rules of Fair Practice. We affirm.

The S.E.C.'s factual findings are conclusive if supported by substantial evidence. 15 U.S.C. § 78y(a)(4). The evidence shows that in 1976 Mrs. Cole, a seventy-five year old retired...

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