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UNITED STATES v. KENDRICK

No. 82-1190.

692 F.2d 1262 (1982)

UNITED STATES of America, Plaintiff-Appellee, v. Paul F. KENDRICK, Defendant-Appellant.

United States Court of Appeals, Ninth Circuit.

Decided November 22, 1982.

Rehearing Denied December 20, 1982.

Attorney(s) appearing for the Case

John H. Boone, Boone, Knudsen & Martin, San Francisco, Cal., for defendant-appellant.

Charles B. Burch, Asst. U.S. Atty., San Francisco, Cal., for plaintiff-appellee.

Before MERRILL and BOOCHEVER, Circuit Judges, and SMITH, District Judge.

MERRILL, Circuit Judge:

Appellant Paul F. Kendrick, a stockbroker, appeals from his conviction following jury trial of two counts of violating federal securities laws and one count of perjury. On appeal appellant makes many assignments of error. The principal issue presented is whether the actions taken by him in connection with margin accounts of two of his customers were taken "in connection with the purchase or sale"...

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