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TEDESCHI v. SMITH BARNEY, HARRIS UPHAM & CO., INC.

No. 81 Civ. 6938.

548 F.Supp. 1172 (1982)

Anthony W. TEDESCHI and Lois Tedeschi, Plaintiffs, v. SMITH BARNEY, HARRIS UPHAM & CO., INC., Martin S. Berglas and John Maine, Defendants.

United States District Court, S. D. New York.

October 12, 1982.

Attorney(s) appearing for the Case

Merrill J. Chapman, New York City, for plaintiffs.

Kramer, Coleman & Rhine, New York City, for defendants; Howard I. Rhine, New York City, of counsel.

OPINION

EDWARD WEINFELD, District Judge.

This is a diversity action1 by Anthony Tedeschi ("Tedeschi") and his wife Lois against Smith Barney, Harris Upham & Co., Inc. ("Smith Barney"), an investment banking firm, Martin Berglas, Smith Barney's assistant general counsel, and John Maine, Smith Barney's Philadelphia branch manager. The complaint alleges six state-law causes of action. The defendants move under Rule 12(b)(6)...

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