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DIRKS v. SECURITIES AND EXCHANGE COMMISSION

No. 81-1243.

681 F.2d 824 (1982)

Raymond L. DIRKS, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided May 18, 1982.

Attorney(s) appearing for the Case

David Bonderman, Washington, D. C., with whom Lawrence A. Schneider and David Hird, Washington, D. C., were on the brief, for petitioner.

Michael K. Wolensky, Associate Gen. Counsel, S. E. C., Washington, D. C., with whom John P. Sweeney, Asst. Gen. Counsel, Paul Gonson, Sol., and Andrew W. Sidman, Atty., S. E. C., Washington, D. C., were on the brief, for respondent.

Before WRIGHT, TAMM and ROBB, Circuit Judges.

Opinion filed by Circuit Judge J. SKELLY WRIGHT.

Circuit Judge ROBB concurs in the result.

Circuit Judge TAMM dissents.

J. SKELLY WRIGHT, Circuit Judge:

This case requires us to review the Securities and Exchange Commission's interpretation of its Rule 10b-5 in light of the Supreme Court's most recent discussion of Rule 10b-5 and the statutory provisions upon which it rests. The Commission (SEC) has censured petitioner Raymond Dirks, vice president...

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