BOOCHEVER, Circuit Judge:
This appeal confronts us with a trial court's efforts to expedite the disposition of numerous complaints filed by a prisoner, pro se. We must determine whether the district court erred in dismissing on its own motion before issuance of summonses thirty-three of Franklin's pro se complaints for which Franklin paid the filing fees.
FACTS
Franklin, an Oregon state prisoner representing himself, filed these thirty-three actions from July 1979 to March 1980.
The district court, on its own motion and before a summons was issued to any of the defendants, dismissed all thirty-three actions on various grounds, apparently because it believed that they were all frivolous:
I
Sua Sponte Dismissal for Failure to State a Claim
A district court may dismiss an action on its own motion for failure to state a
A literal reading of Fed.R.Civ.P. 4(a) supports the proposition that a summons must be issued before a dismissal for failure to state a claim:
The only circuit that has specifically addressed the meaning of this sentence in the context of sua sponte dismissals of complaints has held that Rule 4(a) requires "the clerk to immediately issue a summons and deliver it to the marshal for service" without exception. Nichols v. Schubert, 499 F.2d 946, 947 (7th Cir. 1974); Vina v. Hub Electric Co., 480 F.2d 1139, 1140 (7th Cir. 1973).
The Second Circuit has reversed several sua sponte dismissals of pro se complaints because a summons was not issued cautioning the district judges "to avoid an inquisitorial role, and not search out issues more appropriately left to a motion by the opposing party." Lewis v. New York, 547 F.2d 4, 5 (2d Cir. 1976). See also Mawhinney v. Henderson, 542 F.2d 1 (2d Cir. 1976). The Second Circuit reasoned:
Lewis, 547 F.2d at 6.
We agree that before a summons is issued a district court may not dismiss, sua sponte, for failure to state a claim an action over which it has subject matter jurisdiction. When the district court dismisses an action before issuing a summons, the defendants are not required to respond on appeal because they were not parties to the action below. If we were to ratify the procedure used here, we would have to decide such cases on appeal in a nonadversarial context. In this situation, the magistrate's "Findings and Recommendation" would substitute for the briefs of the defendants. Thus the district court and the magistrate would in effect take the place of the defendants named by the plaintiff. Moreover, although it might be efficient, without considering the effect of possible appeals, for the district court and an expert magistrate to handle prisoner civil rights complaints sua sponte, we question whether the judiciary should expend its resources to decide the merits of these actions without assistance from the defendants.
In summary, we disapprove of sua sponte dispositions of cases over which the court
II
Dismissal for Lack of Subject Matter Jurisdiction
A judge, however, may dismiss an action sua sponte for lack of jurisdiction. California Diversified Promotions, Inc. v. Musick, 505 F.2d 278, 280 (9th Cir. 1974). In contrast to dismissals for failure to state a claim, if the court lacks subject matter jurisdiction, it is not required to issue a summons or follow the other procedural requirements. Loux v. Rhay, 375 F.2d 55, 58 (9th Cir. 1967). In addition, "a suit may sometimes be dismissed for want of jurisdiction where the alleged claim under the Constitution or federal statutes clearly appears to be immaterial and made solely for the purpose of obtaining jurisdiction or where such claim is wholly insubstantial and frivolous." Bell v. Hood, 327 U.S. 678, 682-83, 66 S.Ct. 773, 776, 90 L.Ed. 939 (1946).
Although the Supreme Court has questioned the accuracy of calling a dismissal on grounds of insubstantiality jurisdictional, see id. at 683, 66 S.Ct. at 776; Rosado v. Wyman, 397 U.S. 397, 404, 90 S.Ct. 1207, 1213-14, 25 L.Ed.2d 442 (1970), the Court recently reaffirmed the principle. In Hagans v. Lavine, 415 U.S. 528, 94 S.Ct. 1372, 39 L.Ed.2d 577 (1974), the Court explained that
Id. at 536-37, 94 S.Ct. at 1379 (citations omitted). The Court further explained the doctrine by quoting from Goosby v. Osser, 409 U.S. 512, 518, 93 S.Ct. 854, 858-59, 35 L.Ed.2d 36 (1973):
Hagans, 415 U.S. at 537-38, 94 S.Ct. at 1379.
The Supreme Court has reversed a dismissal for want of subject matter jurisdiction
If the district court dismisses an action after it has addressed the merits of the case, to label the dismissal as one for lack of subject matter jurisdiction is improper. Black v. Payne, 591 F.2d 83, 86 n.1 (9th Cir.), cert. denied, 444 U.S. 867, 100 S.Ct. 139, 62 L.Ed.2d 90 (1979). Dismissal for lack of jurisdiction, of course, does not operate as a judgment on the merits, and thus allows a plaintiff the opportunity to seek relief in the state courts or to assert a claim for which the federal courts have jurisdiction. See Loux, 375 F.2d at 57-58.
We hold that a district court cannot dismiss a complaint before it issues a summons, pursuant to Fed.R.Civ.P. 4(a), unless the court clearly lacks subject matter jurisdiction, or lacks jurisdiction because the claim is "wholly insubstantial." Hagans v. Lavine, 415 U.S. at 536, 94 S.Ct. at 1378. We, therefore, reverse and remand the dismissal of those of Franklin's civil rights actions that state jurisdictional facts and that are not wholly insubstantial. We affirm the dismissal of the others.
III
Actions Subject to Summary Dismissal
We now consider Franklin's thirty-three complaints and their amendments. Franklin filed several § 1983 actions that not only did not allege the deprivation of any arguable constitutional right, but failed to allege even tortious conduct. In Franklin v. Oregon, No. 80-3306, Franklin alleges that the state welfare division caused his divorce by offering his wife financial assistance. In Franklin v. Collins, No. 80-3311, Franklin alleges that the district attorney refused to prosecute the boyfriend of his minor daughter for statutory rape. In Franklin v. Prisoners Legal Services, No. 80-3322, Franklin contends that the Oregon Prisoners Legal Services refused his request to see one of its lawyers. In Franklin v. Aronson, No. 80-3325, Franklin complains that the state ombudsman did not respond to his requests for help. In Franklin v. Cupp, No. 80-3327, and Franklin v. LeRoy, No. 80-3336, Franklin complains that prison officials refused to issue him new T-shirts to replace his one-year old T-shirts. The district court lacks subject matter jurisdiction over these complaints because none alleges the tortious violation of any federally protected rights. The denomination of these complaints as § 1983 actions does not alone give the district court jurisdiction to hear them.
Franklin also filed several actions that might be cognizable as tort claims in state court but that do not allege the deprivation of any constitutional right or state a federal cause of action. In Franklin v. Armstrong, No. 80-3317, Franklin alleges that two legal letters were lost because the jail allowed prison inmates to handle his mail.
Many of Franklin's actions allege negligence or "harassment" with regard to Franklin's medical problems. Although these actions arguably implicate the Eighth Amendment right to be free from cruel and unusual punishment, we find that in several of the complaints the connection between the allegedly wrongful conduct and the deprivation of the Eighth Amendment right is utterly "insubstantial," Hagans v. Lavine, 415 U.S. 528, 94 S.Ct. 1372, 39 L.Ed.2d 577 (1974), and that Franklin fails to show a "deliberate indifference to serious medical needs." See Estelle v. Gamble, 429 U.S. 97, 104, 97 S.Ct. 285, 291, 50 L.Ed.2d 251 (1976). We, therefore, hold that the district court did not err in dismissing the actions because it lacked jurisdiction.
In Franklin v. Armstrong, No. 80-3317, Franklin complains that a county jail guard delayed in allowing him to see a doctor about serious constipation. In Franklin v. Marlowe, No. 80-3337, he contends that a prison official did not enable him to get a well-balanced breakfast after having received an insulin injection. And in Franklin v. Cupp, Nos. 80-3313, 80-3323, he alleges that prison medical personnel improperly administered insulin, causing soreness and swelling of his arm. These actions allege mere negligence, not deliberate indifference to a serious medical problem sufficient to establish cruel and unusual punishment under the Eighth Amendment.
Franklin brings another medical complaint in Franklin v. Cupp, No. 80-3328. He alleges that the prison clinic took twelve X-rays when two would have been sufficient and alleged that this "undue invation [sic] of personal Bones" was against his religion. At best, the complaint alleged a difference in medical judgment. A difference of opinion between a prisoner-patient and prison medical authorities regarding treatment does not give rise to a § 1983 claim. Mayfield v. Craven, 433 F.2d 873, 874 (9th Cir. 1970). Franklin's complaint does not allege any facts that support federal jurisdiction.
In Franklin v. Cupp, Nos. 80-3308, 80-3309, 80-3314, 80-3330, he complains that prison officials delayed in granting him an elevator pass that he needed because he has a bad back and cannot climb stairs without pain. This delay had the effect of restricting him to the first floor of the prison or causing him to suffer pain from climbing stairs in order to seek medical attention on the second floor. In one of the actions, No. 80-3309, Franklin also alleges that certain prison officials swore at him. Nowhere in these complaints, however, does Franklin allege that the doctors refused to examine his back and assess his need for an elevator pass, nor does he allege facts indicating that he suffered cruel and unusual punishment by remaining on the first floor of the prison. Even assuming that Franklin alleged that his need for an elevator pass was a "serious medical need" under Estelle v. Gamble, 429 U.S. at 104, 97 S.Ct. at 291, the allegation of a delay before the prison medical personnel could assess his medical need for an elevator pass and grant him one certainly does not qualify as "deliberate indifference."
Franklin brings several complaints against parties that are shielded from § 1983 liability. In Franklin v. Oregon, No. 80-3312, Franklin alleges that his appointed defense counsel and the state psychiatrist conspired
In Franklin v. Cupp, No. 80-3326, Franklin alleges that a prison counselor negligently failed to release him for a court hearing and misrepresented that the court would automatically notify him about a court hearing. This failure and misrepresentation allegedly resulted in Franklin missing a court hearing at which the court disposed of some of his real property. If the facts as set forth in the complaint are correct, Franklin could have secured relief from the judgment under Oregon Revised Statutes § 18.160. His complaint, therefore, fails to set forth a violation of his constitutional right to due process. Moreover, he does not claim that the negligent conduct was the result of an established state procedure and, Oregon provides a remedy to persons who believe they have suffered a tortious loss at the state's hands. Or.Rev.Stat. § 30.260 et seq. See Parratt v.
For these reasons, the district court did not have jurisdiction to consider these actions.
IV
Actions Improperly Dismissed
Although we agree with the district court that the following complaints all appear to be deficient in some respect, we believe that they allege something more than utterly insubstantial constitutional claims. We therefore reverse the dismissal of the following complaints in which the court acted on its own motion before summonses were issued.
In Franklin v. Murphy, No. 80-3307, Franklin alleges that a female prison guard violated his constitutional right of privacy by conducting a body search.
In several complaints, Franklin alleges that conditions at the jail and prison in which he was confined violated the Eighth Amendment guarantee against cruel and unusual punishment. In Franklin v. Yamhill County, No. 80-3316, Franklin alleges that a county jail officer intentionally refused to deliver his mail daily or to allow him to shave and exercise on a regular basis. In Franklin v. Cupp, No. 80-3329, Franklin complains of occasional unclean cells, denial of canteen and exercise privileges, and being placed on a restricted diet while in the Psychiatric Security Unit. And, in Franklin v. Yamhill County, No. 80-3334, he alleges that the county commissioner provided inadequate reading light, refused to provide him reading glasses, provided inadequate ventilation and exercise, and segregated him from other inmates. The district court found that the complaints either were frivolous or failed to allege a constitutional deprivation. Because each complaint alleged a denial of exercise and the denial of regular outdoor exercise may constitute cruel and unusual punishment in some circumstances, Spain v. Procunier, 600 F.2d 189, 199 (9th Cir. 1979), the allegations were not so wholly insubstantial as to deprive the district court of jurisdiction.
In Franklin v. Armstrong, No. 80-3318, Franklin contends that placing him in a cell with a heavy smoker of cigarettes caused serious danger to his health because
We must accept Franklin's allegations as true in determining jurisdiction. See Scheuer v. Rhodes, 416 U.S. at 236, 94 S.Ct. at 1686. In Franklin v. Yamhill County, No. 80-3315, Franklin alleges that a county jail officer temporarily took certain legal and personal papers from his cell and copied them when he was in disciplinary confinement, arguably violating a constitutional right to privacy. In Franklin v. Cupp, No. 80-3331, Franklin alleges that his cell in the Psychiatric Security Unit was bugged so that "his talk with God through prayers may have been overheard." Although a prisoner has little expectation of privacy that society is prepared to recognize as reasonable, see Lanza v. New York, 370 U.S. 139, 82 S.Ct. 1218, 8 L.Ed.2d 384 (1962), a prisoner does not lose all rights to privacy. Although most courts have approved warrantless wiretapping in prisons, see, e. g., United States v. Paul, 614 F.2d 115 (6th Cir.), cert. denied, 446 U.S. 941, 100 S.Ct. 2165, 64 L.Ed.2d 796 (1980); In re Joseph A., 30 Cal.App.3d 880, 106 Cal.Rptr. 729 (1973), some communications are excepted. See generally Campiti v. Walonis, 611 F.2d 387 (1st Cir. 1979); J. Carr, The Law of Electronic Surveillance § 3.02(a), 69-70 (1977). Prayer may well qualify as privileged communication. Consequently, we must allow Franklin's complaint to proceed. We understand why the district court labelled these complaints as frivolous. These cases may well turn out to be frivolous, but they are not so wholly insubstantial that they should be deemed not to allege jurisdictional facts.
In Franklin v. Cupp, No. 80-3338, Franklin attacks the validity of his conviction and resulting confinement. Interpreting this complaint as a petition for a writ of habeas corpus,
Finally, in Franklin v. Yamhill Circuit Court, No. 80-3310, Franklin alleges inter alia ineffective assistance of counsel. Because ineffective assistance of counsel is a basis upon which habeas relief can be granted, see, e. g., Cooper v. Fitzharris, 586 F.2d 1325 (9th Cir. 1978) (en banc), cert. denied, 440 U.S. 974, 99 S.Ct. 1542, 59 L.Ed.2d 793 (1979), the trial court should have construed the complaint as a petition for a writ of habeas corpus. So construed, the court would have had jurisdiction.
CONCLUSION
The district courts should refrain from dismissing actions sua sponte before a summons is issued except where it is clear that the court has no jurisdiction. The defendant is in a much more appropriate position to bring a motion to dismiss for failure to state a claim under Fed.R.Civ.P. 12 than is the court. We reach this conclusion primarily to preserve the adversarial nature of our judicial system at the trial and appellate levels. We emphasize that our decision to reverse the district court in eleven of these cases is solely the result of our determining that there is some doubt that the court lacked jurisdiction. We express no opinion on the merits of these claims.
The judgments are affirmed as to Nos. 80-3306, 80-3308, 80-3309, 80-3311, 80-3312, 80-3313, 80-3314, 80-3317, 80-3318, 80-3320, 80-3322, 80-3323, 80-3324, 80-3325, 80-3326, 80-3327, 80-3328, 80-3330, 80-3332, 80-3333, 80-3335, and 80-3336.
The judgments are reversed and the actions are remanded for further proceedings in Nos. 80-3307, 80-3310, 80-3315, 80-3316, 80-3319, 80-3321, 80-3329, 80-3331, 80-3334, 80-3337, and 80-3338.
SNEED, Circuit Judge, Concurring:
I concur in Judge Boochever's opinion.
I write to underscore the fact that this case does not involve complaints filed in forma pauperis. The alleged action underlying such complaints, when frivolous or malicious, can be dismissed under 28 U.S.C. § 1915(d). Without regard to the scope of this power, it may well be that with respect to such complaints the line dividing those complaints in which jurisdiction is clearly lacking from those in which it is not so lacking will be different than that applicable to complaints in which filing fees are paid. Any such difference would arise because the ease with which complaints in forma pauperis can be filed makes it desirable that there exist a means, other than that provided by 28 U.S.C. § 1915(d), by which the district courts can avoid being inundated by complaints springing from the pen of an imaginative prisoner or other writer unrestrained by financial considerations.
I also write to indicate that the line between jurisdiction-lacking complaints and those that fail to state a claim is very often not at all bright. To illustrate, were I acting alone I very likely would permit the
FootNotes
Moreover, in reviewing this complaint as a § 1983 damage action, we find that the alleged failure to exhaust state remedies does not defeat jurisdiction. "[A] damages action by a state prisoner could be brought under the Civil Rights Act in federal court without any requirement of prior exhaustion of state remedies." Id. at 494, 93 S.Ct. at 1838.
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