KEARSE, Circuit Judge:
This appeal requires us to determine whether a federal court has jurisdiction to entertain an action brought by an individual plaintiff under Title VII of the Civil Rights Act of 1964, as amended ("Title VII"), 42 U.S.C. §§ 2000e to 2000e-17 (1976 and Supp. III 1979), seeking a preliminary injunction to maintain the status quo pending resolution of plaintiff's charge of discrimination, notwithstanding that the plaintiff has not yet obtained a "right to sue" letter from the Equal Employment Opportunity Commission ("EEOC" or "Commission").
Plaintiff-appellant Patricia Sheehan, a recent employee of defendant-appellee Purolator Courier Corporation ("Purolator"), sought such temporary relief in the United States District Court for the Eastern District of New York. The court, Henry
BACKGROUND
The relevant facts can be stated briefly. Sheehan was hired by Purolator in 1971 and became Staff Vice-President, Administration, in 1977. On January 19, 1981, Sheehan and two other female employees filed charges with the EEOC accusing Purolator of discriminating on the basis of sex "in salary, opportunities for promotion and other terms and conditions of employment," in violation of § 703(a) of Title VII, 42 U.S.C. § 2000e-2(a).
On May 1, in an opinion reported at 25 FEP Cases 1342, Judge Bramwell dismissed the complaint for lack of subject matter jurisdiction. Relying on McGee v. Purolator Courier Corp., 430 F.Supp. 1285 (N.D.Ala.1977), and Berg v. La Crosse Cooler Co., 13 FEP Cases 783 (W.D.Wis.1976), appeal dismissed as moot, 548 F.2d 211 (7th Cir. 1977), the court held "that the receipt of a right to sue letter by a Title VII plaintiff is a jurisdictional prerequisite to the maintenance of a federal court Title VII action." Finding no express provision in Title VII for the granting of injunctive relief prior to the issuance of a right to sue letter, the court "transpose[d] the conspicuous absence of a specific authority for preliminary injunctive relief in Title VII ... into a holding that no such relief is available." 25 FEP Cases at 1342.
This appeal followed. Since we were satisfied that the district court had jurisdiction to grant the requested relief, and since we recognized that reconsideration of the merits of the motion should occur promptly, we announced our then-unanimous (see dissenting opinion of Markey, Ch.J., post) decision from the bench, stating that this opinion would follow.
DISCUSSION
The goal of Title VII is to eradicate employment discrimination on the basis of
In seeking the elimination of employment discrimination, the procedural scheme under Title VII emphasizes conciliation rather than litigation. A complainant is required, prior to bringing suit, to file a charge with the EEOC, and if the EEOC determines that there is reasonable cause to believe the complainant's charge, § 706(b) directs it to "endeavor to eliminate [the] alleged unlawful employment practice by informal methods of conference, conciliation, and persuasion."
In light of the waiting period imposed by § 706(f)(1), it is undisputed that a right to sue letter is a jurisdictional prerequisite to a suit seeking adjudication of the merits of a complainant's Title VII claim. Alexander v. Gardner-Denver Co., 415 U.S. 36, 47, 94 S.Ct. 1011, 1019, 39 L.Ed.2d 147 (1974); McDonnell Douglas Corp. v. Green, 411 U.S. 792, 798, 93 S.Ct. 1817, 1822, 36 L.Ed.2d 668 (1973). The question presented in the instant case is whether, during the waiting period prior to the issuance of a right to sue letter, the court has jurisdiction on the application of an aggrieved person to grant a temporary injunction against employer retaliation, simply in order to maintain the status quo pending the EEOC's treatment of the complainant's charge.
Purolator contends that Title VII does not authorize such a request for preliminary relief by a private person, pointing out that § 706(f)(2), which was added to Title VII by amendment in 1972, explicitly authorizes the EEOC to "bring an action for appropriate temporary or preliminary relief" at any time, regardless of the status of any informal negotiation,
The Private Right of Action
The aggrieved individual's right to bring a civil action to redress a violation of Title VII was expressly created by the 1964 Act. Although early congressional bills would have given the EEOC as well a right to bring an action, the heavy emphasis on conciliation as a means of eliminating discrimination led to the exclusion of such a right on the part of the agency, and the EEOC was given no right either to order a remedy for any discrimination it found or to commence litigation to remedy discrimination. Thus, the sole right to enforce Title VII in the courts was given to the person aggrieved. The individual was required to file a charge with the EEOC before seeking substantive relief in court and to delay suit until expiration of the then-thirty-day waiting period for EEOC conciliation attempts; but he or she was not required to rely on the EEOC or to accept its resolution of the dispute.
Although the 1964 Act expressly provided this private right of action by which an aggrieved individual could eventually obtain relief from discrimination, that Act made no explicit provision for temporary relief at any stage of the dispute. And although there was some discussion in the legislative history of the fact that the proposed private right of action was to be the sole method of obtaining judicial redress of an act of individual discrimination,
So far as we are aware, no court had occasion prior to 1972 to consider whether it had jurisdiction to enjoin employer retaliation prior to the EEOC's issuance of a right to sue letter. Perhaps this was because until 1972 the conciliation period could be as short as thirty days, a brief time compared to the 180-day period required currently.
The 1972 Amendments
Other than lengthening the conciliation period to 180 days, the 1972 Amendments to Title VII had no impact, pertinent here, on the individual's right to bring an action to redress discrimination prohibited by Title VII.
H.R.Rep.No.238, 92d Cong., 1st Sess. 9 (1971), reprinted in [1972] U.S.Code Cong. & Ad.News 2137, 2144-45. The Senate Labor and Public Welfare Committee reached a similar conclusion:
S.Rep.No.415, 92d Cong., 1st Sess. 4 (1971), [1972] U.S.Code Cong. & Ad.News at p. 2137. In consequence, the 1972 Amendments authorized the EEOC to bring an action in federal court. Revised § 706(f)(1) permitted it to seek final resolution of the discrimination charge, and § 706(f)(2) allowed it to move "for appropriate temporary or preliminary relief pending final disposition." 42 U.S.C. §§ 2000e-5(f)(1), (2).
Like the 1964 Act, the 1972 Amendments and their legislative history are silent as to the right of a private suitor to obtain preliminary injunctive relief. Nevertheless, two pertinent facts stand out. One is that the overall purpose of the 1972 Amendments was to expand, not to contract, the avenues of enforcement of Title VII. See General Telephone Co. v. EEOC, 446 U.S. 318, 325-26, 100 S.Ct. 1698, 1703, 64 L.Ed.2d 319 (1980); Alexander v. Gardner-Denver Co., supra, 415 U.S. at 44-45, 94 S.Ct. at 1017-18. The other is that the private right of action itself was preserved intact. Thus, the section-by-section analysis of the final version of the 1972 Amendments, prepared by Senators Javits and Williams, stated as follows:
118 Cong.Rec. 7168 (1972). Accordingly, as the Supreme Court has observed,
General Telephone, supra, 446 U.S. at 326, 100 S.Ct. at 1704.
Thus, whatever relief was available to a private suitor under the 1964 Act, it remained available under the 1972 Amendments.
The Equity Powers of the Courts
In normal circumstances the silence of Congress as to the details of a scheme for the enforcement of its legislation does not compel the conclusion that relief not mentioned in the statute may not be granted by
In general, if the court eventually will have jurisdiction of the substantive claim and an administrative tribunal has preliminary jurisdiction, the court has incidental equity jurisdiction to grant temporary relief to preserve the status quo pending the ripening of the claim for judicial action on its merits. The most notable recent case embodying this principle is the Supreme Court's decision in FTC v. Dean Foods Co., 384 U.S. 597, 86 S.Ct. 1738, 16 L.Ed.2d 802 (1966). In Dean Foods, the Federal Trade Commission ("FTC") sought from a federal court of appeals a temporary restraining order and a preliminary injunction under the All Writs Act, 28 U.S.C. § 1651(a) (1964), to enjoin a proposed merger and maintain the status quo pending a decision by the FTC as to whether the merger would violate the antitrust laws. The Clayton Act specifically authorized the Attorney General, 15 U.S.C. § 25 (1964), or a private litigant, id. § 26, to seek preliminary relief against such a merger in the district court, but contained no provision for the FTC to seek preliminary relief in any court. In support of its motion the FTC stated that it would "probabl[y]" enter an order finding the merger unlawful and pointed out that the court of appeals would then have jurisdiction to review that order. The preliminary injunction, it argued, was needed to preserve the status quo in order that consummation of the merger not deprive the FTC of the opportunity to order an effective remedy nor deprive the federal appellate court of a meaningful opportunity to review the FTC's order. The court of appeals ruled that, since there was as yet no FTC order to review, the court lacked jurisdiction to enter an injunction. The Supreme Court, with four Justices dissenting, reversed, stating as follows:
384 U.S. at 604, 86 S.Ct. at 1742. The Court noted that the Clayton Act vested the courts of appeals with the power to review final orders of the FTC remedying mergers found unlawful, and observed that
Id. Applying these principles, the Court held that the court of appeals had jurisdiction, incidental to its jurisdiction to review a final FTC order, to stay the proposed merger prior to the FTC's issuance of an order.
Similarly, in Westchester Lodge 2186, Brotherhood of Railway & Steamship Clerks v. Railway Express Agency Inc., 329 F.2d 748, 752-53 (2d Cir. 1964), involving a dispute governed by the Railway Labor Act, 45 U.S.C. §§ 151-188 (1958), we held that the district court would have jurisdiction to issue a preliminary injunction in an action by a private party to preserve the status quo pending a decision by the Railroad Adjustment Board, which had exclusive primary jurisdiction to decide the merits of the dispute.
In the present case, applying the principles of Dean Foods, et al., within the framework of Title VII, we are persuaded that Congress intended the federal courts to have resort to all of their traditional equity powers, direct and incidental, in aid of the enforcement of the Title. Having stated its aim to eradicate employment discrimination, Congress made explicit statutory attempts to forestall possible efforts to frustrate the achievement of its goal. Section 704(a), for example, outlaws discrimination by an employer against any individual because he or she has opposed acts or practices made unlawful by Title VII.
We are not deterred from this conclusion — which is shared by all of the courts of appeals that have decided this issue
110 Cong.Rec. 7214 (1964), reprinted in Legislative History at 3044-45.
CONCLUSION
Our holding in this case is a narrow one. In announcing our decision from the bench we expressed no opinion on the merits of Sheehan's request for immediate relief, but remanded for reconsideration under the traditional standards. In delivering this opinion, we do not alter the traditional showing that a party must make in order to persuade the court that injunctive relief is appropriate. We hold only that where a person has filed a Title VII charge with the EEOC, the court has jurisdiction to entertain a motion for temporary injunctive relief against employer retaliation while the charge is pending before the EEOC and before the EEOC has issued a right to sue letter.
Reversed and remanded.
MARKEY, Chief Judge, dissenting:
With utmost respect, I must dissent. Convinced of error and given the opportunity, I record my conversion. If judicial decision making is to be truly independent, not only of the other Branches but of other judges, considerations of personal image, public reaction, or peer evaluation, can play no part. At the same time, a decent respect for the opinion of my distinguished colleagues requires this explanation. I cannot escape the considered conviction that the holding on jurisdiction — resulting in creation of a private action for interim relief — is here unwarranted, unnecessary, and unwise; unwarranted in law in view of the congressional intent reflected in the statutory scheme; unnecessary in view of the protection provided in that scheme; unwise in view of its impact on that scheme and on the judicial system.
Sheehan presents a pity-eliciting picture of remedy-denied employees suffering discrimination, discharge, and derogation by retaliating employers for 240 days between their initial state agency complaints and receipt of right-to-sue letters. Purolator sees a scenario in which every fairly discharged employee will file a frivolous discrimination complaint with EEOC on Monday morning and a federal court action to maintain the status quo on Monday afternoon. The first script is false. The second is born of conjecture and uncertain predictions. Neither is helpful or appropriate here. If either has merit, it should be presented to the Congress, where lies the capacity and charter to modify the procedural scheme mandated in section 706 of Title VII.
On the undisputed and material facts of record, Sheehan filed with EEOC a charge of discrimination in January, 1981. Within four days of an alleged act of retaliation, she filed this private injunctive action in federal court on April 3, 1981. She stayed proceedings on her discrimination charge filed with the state of New York. She did not ask the EEOC to seek interim relief. The EEOC has not investigated her retaliation allegation or determined that prompt judicial action is necessary. Because, as the majority opinion so well states, jurisdiction is here the sole issue, the question of whether retaliation actually occurred is irrelevant.
On the law, what is certain is what Congress did in Title VII. It: (1) selected conciliation as the primary methodology for defeat of discrimination in the workplace; (2) authorized private actions only after a set period it deemed necessary to give conciliation a chance; (3) authorized EEOC, after investigation and when necessary, to seek injunctions against retaliation during the conciliation period; and (4) did not authorize a private action for interim injunctive
(1) Unwarranted in Law
The majority opinion candidly recognizes that jurisdiction cannot be here found in the statute. If jurisdiction exists, its genesis must be found in "the traditional powers of the federal courts" and the broad "purposes of the statute." Whatever may be the applicability of those sources of jurisdiction to other circumstances, I find them singularly unhelpful here.
Whatever may be their "traditional powers," federal courts are courts of limited jurisdiction. Nor is there ever a presumption of jurisdiction. Federal court jurisdiction, to transfer Holmes' phrase, is not a "brooding omnipresence," there to be exercised whenever not forbidden. That the federal courts possess equity powers is today undeniable. I cannot, however, find that Congress intended the courts to exercise those powers in the present circumstances.
As I read the statute, Congress has not been silent "as to the details of a scheme for the enforcement of its legislation." Congress simply has not said, "Our purpose is to eradicate employment discrimination. For details, take this purpose to the nearest federal courthouse." On the contrary, what Congress did say was a specific spelling out of the details of the scheme for enforcement of Title VII outlined above.
Indeed, Congress has not been "silent" on enforcement of the specific law against retaliation involved here. In providing for injunctive relief at behest of EEOC, Congress did not mention a private right of action, but that cannot in my view be equated to a "silence of Congress as to the details of a scheme for enforcement of its legislation." In enacting § 706(f)(2), Congress, fully aware of traditional court powers, delegated the achievement of the purpose of that section to the EEOC, stating that EEOC could seek interim relief after concluding that "prompt judicial action is necessary to carry out the purposes of this Act," It cannot be within the traditional powers of the federal courts to fill every void a court may visualize in congressional legislation; but if it were, there is no void detectable in the present statute.
The powers of federal courts have been the subject of controversy since long before those courts were born.
Whatever guidance may be gleaned from Sampson,
In note 30, Id. at 97, 101 S.Ct. at 1583, the Court quoted from National Railroad Passenger Corp. v. National Association of Railroad Passengers, 414 U.S. 453, 458, 94 S.Ct. 690, 693, 38 L.Ed.2d 646 (1974): "A frequently stated principle of statutory construction is that when legislation expressly provides a particular remedy or remedies, courts should not expand the coverage of the statute to subsume other remedies." As appears below, the expansion achieved by the majority here would subsume, indeed consume, the statutory remedy by rendering EEOC actions for interim relief under § 706(f)(2) unnecessary.
The Court did note in Northwest Airlines that employers are not members of the class for whose special benefit Title VII was enacted, but went on, in note 31, Id. 451 U.S. at 94, 101 S.Ct. at 1581, to state: "In a case in which neither the statute nor the legislative history reveals a congressional intent to create a private right of action for the benefit of the plaintiff, we need not carry the Cort v. Ash, 422 U.S. 66, 95 S.Ct. 2080, 45 L.Ed.2d 26 (1975), inquiry further." Where, as here, Congress has not ignored or rendered impotent the intended class of beneficiaries, but has on the contrary provided a specific and fully adequate procedure
(2) Unnecessary
It is undisputed that Congress provided protection of complaining employees against employer retaliation in the form of a court action by EEOC. § 706(f)(2).
Creation of a federal private action for interim relief is unnecessary here also in view of the clear and fully adequate state remedies available. Section 706(c) of Title VII requires the commencement of state proceedings sixty days before filing a charge with the EEOC in those states which, like New York, prohibit employment practices unlawful under Title VII.
(3) Unwise
The wisdom informing the policy of creating a private action, whether the creator be legislature or court, is, of course, an irrelevant consideration in the courtroom. Policy considerations are implicated, however, in those portions of the majority opinion emphasizing a perceived necessity of creating such an action to effectuate "the purposes of the statute." In my view, the holding that the district court has jurisdiction to entertain a private action for interim injunctive relief against retaliation is unwise because it works against, not toward, the purposes of the statute.
As above indicated, the comprehensive scheme set forth in Title VII envisions a series of steps: (1) An employee believing himself a victim of discrimination must first file a charge, with his state agency when such agency is available, directly with the EEOC when a state agency is not available; (2) An employee must give conciliation by an available state agency 60 days to work before filing with the EEOC; (3) The EEOC has 180 days in which to make conciliation work; (4) If the EEOC finds no basis for the charge or otherwise declines action, the employee receives a "right-to-sue" letter;
The holding here that the district court has jurisdiction, by-passes all of the administrative procedures intended by Congress to be employed in dealing with retaliation. It dilutes, if it does not obviate the statutorily required conciliation effort. It enables Sheehan and all employed residents of New York to circumvent all administrative and court proceedings established by that state for dealing with retaliation. It renders redundant the congressionally designed procedure for EEOC action against retaliation. Enabling the individual to do what Congress said the EEOC must not do, it confronts the federal courts with non-investigated charges of retaliation and situations in which EEOC has not determined that prompt judicial action is necessary. It burdens busy district courts with cases in which those courts are not only denied the experienced evaluation of EEOC but with cases in which EEOC may have investigated and found that prompt judicial relief was not necessary. In sum, the holding here undermines in my view the entire congressional plan for measured, conciliatory steps.
Far from serving the "spirit" of Title VII, the present holding would appear in direct contradiction of the congressional intent and purpose expressed in the legislative history:
Thus Congress was fully alert to the potential need for preliminary relief against retaliation. In providing for necessary suits by EEOC only after investigation, it preserved its expressed purpose and intent that private lawsuits should be the "exception." The present holding defeats that intention.
In attempting to protect Congress' broad purpose against what it views as an obstacle, the majority appears to have disregarded that portion of Congress' action relating to the impact of Title VII on the judicial system. A Congress frequently criticized for vastly increasing the jurisdiction of the courts, with insufficient concern for the impact of its legislation on those institutions, has here supplied a buffer against improvidently or merely strategically filed private actions, requiring that actions for interim relief against retaliation be filed by EEOC and limiting even those actions to those found necessary after an investigation.
I would affirm the district court's judgment dismissing the action for lack of jurisdiction.
FootNotes
528 F.2d at 1211. And in McNail v. Amalgamated Meat Cutters & Butcher Workmen, 549 F.2d 538, 542, n.10 (8th Cir. 1977), the Eighth Circuit agreed that the court could "assume jurisdiction absent the exhaustion of administrative remedies by the obtaining of a `right to sue letter' from the [EEOC]."
We do not view cases such as Gibson v. Kroger Co., 506 F.2d 647 (7th Cir. 1974), cert. denied, 421 U.S. 914, 95 S.Ct. 1571, 43 L.Ed.2d 779 (1975), Jerome v. Viviano Food Co., 489 F.2d 965 (6th Cir. 1974), and Stebbins v. Continental Ins. Cos., 442 F.2d 843 (D.C. Cir. 1971), as inconsistent with our conclusion here. Gibson and Stebbins were actions on the merits, where it is undisputed that a right-to-sue letter is a jurisdictional prerequisite. Alexander, supra, 415 U.S. at 47, 94 S.Ct. at 1019; McDonnell Douglas, supra, 411 U.S. at 798, 93 S.Ct. at 1822. In Jerome the plaintiff was not seeking an injunction to preserve the status quo, but an injunction requiring a potential employer to hire her as a new employee.
In this Circuit we have not squarely faced the issue before now, but our present course is suggested by our previous decisions. In Faro v. New York University, 502 F.2d 1229 (2d Cir. 1974), we affirmed a decision denying a preliminary injunction under Title VII on the grounds that "`the plaintiff has failed to show either irreparable harm or the likelihood of success on the merits.'" Id. at 1230. In reaching the merits of the preliminary injunction issue, we implicitly assumed that the court had jurisdiction, though the plaintiff had not had a right to sue letter and pointed out in her brief on appeal that she could not have obtained one until nearly eight months after filing her action. Appellant's Brief at 20 & n.15. And in Bryan v. Koch, 627 F.2d 612, 620 (2d Cir. 1980), an action brought under Title VI of the Civil Rights Act, we contrasted Title VI and Title VII, stating that
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