1. Home
  2. Browse Decisions
  3. F.2d
  4. 616 F.2d
  5. 616 F.2d 1363 (1980)
 

MERRILL LYNCH, ETC. v. NATIONAL ASS'N OF SEC.

No. 77-3450.

616 F.2d 1363 (1980)

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., William J. LaFleur, E. Richard Lewis, Plaintiffs-Appellees, Bill Wise and James Flaggert, Plaintiffs-Intervenors-Appellees, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., et al., Defendants-Appellants.

United States Court of Appeals, Fifth Circuit.

May 16, 1980.

Attorney(s) appearing for the Case

Peter J. Chepucavage, Nat. Ass'n of Sec. Inc., Frank J. Wilson, Andrew McR. Barnes, Washington, D. C., for Nat. Ass'n of Sec. Dealers, Inc.

Harvey L. Pitt, S.E.C., Washington, D. C., Robert C. Pozen, Associate Gen. Counsel, Katherine Malfa, Washington, D. C., for amicus curiae.

Thompson, Knight, Simmons & Bullion, Dallas, Tex., for all plaintiffs-appellees.

Brown, Wood, Ivey, Mitchell & Petty, E. Michael Bradley, Richard Conway Casey, Gerald J. McGovern, New York City, Joel H. Pullen, San Antonio, Tex., for plaintiff-intervenor-appellee Flaggert.

David R. McAtee, Dallas, Tex., for plaintiff-intervenor-appellee Wise.

Before TUTTLE, AINSWORTH and SAM D. JOHNSON, Circuit Judges.

AINSWORTH, Circuit Judge:

In this novel and important securities regulatory matter, the National Association of Securities Dealers, Inc. (NASD) appeals from the district court's preliminary injunction barring it from proceeding with a disciplinary hearing against its member, Merrill Lynch, Pierce, Fenner & Smith, Inc. (Merrill Lynch), and certain named employees of Merrill Lynch.1 The NASD contends the district court erred in interfering...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases