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PRECIOUS METALS ASSOC. v. COMMODITY FUTURES

No. 79-1449.

620 F.2d 900 (1980)

PRECIOUS METALS ASSOCIATES, INC., et al., Petitioners, Appellants, v. COMMODITY FUTURES TRADING COMMISSION, Respondent, Appellee.

United States Court of Appeals, First Circuit.

Decided April 17, 1980.

Attorney(s) appearing for the Case

Lloyd Kadish, with whom Robert A. W. Boraks, Peter Berman, Kadish & Boraks, Washington, D. C., Davis Franklin, and Franklin, Pearlstein & Passalacqua, Boston, Mass., were on brief, for petitioners, appellants.

John P. Connolly, Atty., Commodity Futures Trading Commission, Washington, D. C., with whom John G. Gaine, Gen. Counsel, Pat G. Nicolette, Deputy Gen. Counsel, Gregory C. Glynn, Associate Gen. Counsel, Nancy A. Petranto and Nancy E. Yanofsky, Attys., Commodity Futures Trading Commission, Washington, D. C., were on brief, for respondent, appellee.

Before ALDRICH, CAMPBELL and BOWNES, Circuit Judges.

BOWNES, Circuit Judge.

This case is before us on the petition of Precious Metals Associates, Inc. (PMA) and John W. Carter to review an order of the Commodity Futures Trading Commission (Commission) requiring appellants to cease and desist from the sale of options in violation of the Commodity Exchange Act (Act), as amended in 1976, Pub.L. 95-405, 92 Stat. 867, 7 U.S.C. §§ 1 et seq., and regulations promulgated thereunder. Our jurisdiction over this...

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