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SECURITIES & EXCH. COM'N v. DIVERSIFIED INDUS.

Civ. A. No. 76-2114.

465 F.Supp. 104 (1979)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. DIVERSIFIED INDUSTRIES, INC., et al., Defendants.

United States District Court, District of Columbia.

February 5, 1979.

Attorney(s) appearing for the Case

Michael F. Perlis, Adele R. Geffen, Washington, D. C., for plaintiff.

Daniel P. Levitt, Kramer, Lowenstein, Nessen, Kamin & Soll, New York City, William L. Borden, Washington, D. C., for defendant Aronoff.

Seymour Glanzer, Dickstein, Shapiro & Morin, Washington, D. C., for defendant Fox.

Donald J. Mulvihill, Cahill, Gordon & Reindel, New York City, for defendant Castle.

George P. Felleman, Paul, Weiss, Rifkind, Wharton & Garrison, New York City, Robert Loeffler, Isham, Lincoln & Beale, Washington, D. C., for defendant JDL Trust.

Harvey L. Pitt, Fried, Frank, Shriver & Kampelman, Washington, D. C., for defendant Penn-Dixie Industries, Inc.

MEMORANDUM OPINION

CHARLES R. RICHEY, District Judge.

In the Spring of 1975, the Securities and Exchange Commission (hereinafter, "the Commission") began investigating charges arising out of a proxy contest between Penn-Dixie Industries, Inc. (hereinafter, "Penn-Dixie") and Diversified Industries, Inc. (hereinafter, "Diversified"). The Commission's investigation resulted in the filing of this action on November 15, 1976, against Diversified, Penn-Dixie,...

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