MANSBACH v. PRESCOTT, BALL & TURBEN

No. 77-3226.

598 F.2d 1017 (1979)

Gerald MANSBACH, Plaintiff-Appellant, v. PRESCOTT, BALL & TURBEN et al., Defendants-Appellees.

United States Court of Appeals, Sixth Circuit.

Decided May 7, 1979.


Attorney(s) appearing for the Case

Barnett & Alagia, Jack E. Ruck, Bernard H. Barnett, Louisville, Ky., for plaintiff-appellant.

Charles S. Cassis, Hal Nance Bogard, Brown, Todd & Heyburn, Louisville, Ky., for defendants-appellees.

Before CELEBREZZE and LIVELY, Circuit Judges, and PHILLIPS, Senior Circuit Judge.


CELEBREZZE, Circuit Judge.

Plaintiff-appellant, Gerald Mansbach, brought this action against Prescott, Ball & Turben (PBT), a regional securities broker-dealer, and its general partners. The complaint alleged various violations of the federal securities laws and corresponding state law claims based on diversity jurisdiction. The district court dismissed the federal claims for failure to state a claim upon which relief can be granted and stayed proceedings on the...

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