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HS EQUITIES, INC. v. HARTFORD ACC. & INDEM. CO.

No. 943, Docket 79-7082.

609 F.2d 669 (1979)

HS EQUITIES, INC., Plaintiff-Appellee, v. HARTFORD ACCIDENT & INDEMNITY COMPANY, Defendant-Appellant and Third-Party Plaintiff, v. Marvin MICHAEL, Third-Party Defendant.

United States Court of Appeals, Second Circuit.

Decided November 19, 1979.

Attorney(s) appearing for the Case

Robert G. Desmond, Wien Lane & Malkin, New York City (Seward & Kissel, New York City, Kenneth J. Kelly, New York City, of counsel), for plaintiff-appellee.

Thomas R. Pattison, New York City (Bigham, Englar, Jones & Houston, New York City, Alfred J. Morgan, Jr., New York City, of counsel), for defendant-appellant and third-party plaintiff.

Before WATERMAN and MESKILL, Circuit Judges, and WYATT, District Judge.

WATERMAN, Circuit Judge:

Defendant-appellant Hartford Accident & Indemnity Company (Hartford) appeals from an Order and Judgment entered December 28, 1978 after a bench trial before the United States District Court for the Southern District of New York (Broderick, District Judge)1 granting judgment in favor of plaintiff-appellee H.S. Equities, Inc., formerly known as Hayden, Stone Inc. (HS), a broker-dealer registered as such with...

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