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EDWARDS & HANLY v. WELLS FARGO SECURITIES, ETC.

No. 606, Docket 78-7524.

602 F.2d 478 (1979)

EDWARDS & HANLY, Plaintiff-Appellee, v. WELLS FARGO SECURITIES CLEARANCE CORPORATION, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided June 27, 1979.

Attorney(s) appearing for the Case

William A. Masterson, Los Angeles, Cal. (Milbank, Tweed, Hadley & McCloy, New York City, and Sheppard, Mullin, Richter & Hampton, Los Angeles, Cal., of counsel), for defendant-appellant.

Evan L. Gordon, New York City (Delson & Gordon, New York City, and Wofsey, Certilman, Haft & Lebow, New York City, of counsel), for plaintiff-appellee.

Before MULLIGAN and GURFEIN, Circuit Judges, and POLLACK, District Judge.

GURFEIN, Circuit Judge:

Plaintiff Edwards & Hanly ("E&H") sued Wells Fargo Securities Clearance Corporation ("Clearance Corporation") for alleged violations of § 10(b) of the Securities Exchange Act of 1934 ("Exchange Act").1 The District Court for the Southern District of New York (Hon. Lee P. Gagliardi, Judge), after a non-jury trial, granted judgment for the plaintiff in the sum of $1,441,122.45, plus interest, on the ground...

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