NEWBURGER, LOEB & CO., INC. v. GROSS

Nos. 55 to 59 and 440, Dockets 79-7277, 79-7293, 79-7294, 79-7297, 79-7298 and 79-7300.

611 F.2d 423 (1979)

NEWBURGER, LOEB & CO., INC., as Assignee of Claims of David Buckley and Mary Buckley, Plaintiff-Appellant-Cross-Appellee, v. Charles GROSS, Charles H. Gross, Executor of the Last Will of Mabel Bleich, deceased, Gross & Co., and Jeanne Donoghue, Defendants-Appellees-Cross-Appellants, Newburger, Loeb & Co., a New York Limited Partnership, Andrew M. Newburger, Robert L. Newburger, Richard D. Stern, Walter D. Stern, and Robert L. Stern as Executors of the Estate of Leo Stern, Robert L. Stern, Richard D. Stern, John F. Settel, Harold J. Richards, Sanford Roggenburg, Harry B. Frank and Jerome Tarnoff as Executors of the Estate of Ned D. Frank, Fred Kayne, Robert Muh, Paul Risher, Charles Sloane, Robert S. Persky, Finley, Kumble, Wagner, Heine, Underberg & Grutman, a Partnership (formerly known as Finley, Kumble, Underberg, Persky & Roth and Finley, Kumble, Heine, Underberg & Grutman) and Lawrence J. Berkowitz, Additional Defendants on Counterclaims-Appellants-Cross-Appellees.

United States Court of Appeals, Second Circuit.

Decided November 19, 1979.


Attorney(s) appearing for the Case

Osmond K. Fraenkel, New York City, for plaintiff-appellant-cross-appellees Newburger, Loeb & Co., Inc., et al.

Philip Mandel, New York City (Golden, Wienshienk & Mandel, New York City, of counsel), for defendants-appellees-cross-appellants Charles Gross, Mabel Bleich, Gross & Co., and Jeanne Donoghue.

Martin London, New York City (Paul, Weiss, Rifkind, Wharton & Garrison, Mark H. Alcott, Beryl A. Schatz, Richard Kurnit, Finley, Kumble, Wagner, Heine & Underberg, Alan M. Gelb, New York City, of counsel), for additional defendant on counterclaims-appellant-cross-appellee Finley, Kumble, Wagner, Heine, Underberg & Grutman.

Paul D. Risher, pro se.

Before LUMBARD, MANSFIELD and MESKILL, Circuit Judges.


LUMBARD, Circuit Judge:

This appeal presents another chapter in the litigation produced by the transformation of the brokerage house of Newburger, Loeb & Co. ("the partnership") into Newburger, Loeb & Co., Inc. ("the corporation") by the promoters of the new corporation and their counsel (hereafter "appellants")1 over the objections of a former managing partner, Charles Gross, and two...

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