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DRAYER v. KRASNER

No. 256, Docket 77-7364.

572 F.2d 348 (1978)

Barry DRAYER, Plaintiff-Appellant, v. Sidney KRASNER, Leonard Miller, H. Hentz & Co., Inc. and Shearson Hayden Stone Inc., Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided January 25, 1978.

Attorney(s) appearing for the Case

Malcolm H. Bell, Norwalk, Conn., for plaintiff-appellant.

Philippe M. Salomon, New York City (Willkie, Farr & Gallagher, William T. Sullivan, Robert E. Bartkus, and Stephanie G. Heim, New York City, of counsel), for defendants-appellees.

Before FRIENDLY, MANSFIELD and OAKES, Circuit Judges.

FRIENDLY, Circuit Judge:

This action, wherein federal jurisdiction was based on diversity of citizenship, was instituted in the District Court for the Southern District of New York by Barry Drayer against H. Hentz & Co., a New York Stock Exchange (NYSE) firm which had employed Drayer as a registered representative; Shearson Hayden Stone Inc. (Shearson), also a NYSE firm, which was alleged to be Hentz' successor in interest; and two individuals who had been officers...

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