SECURITIES AND EXCHANGE COMMISSION v. COVEN

No. 558, Docket 75-6080.

581 F.2d 1020 (1978)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Bernard Jay COVEN, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided June 2, 1978.


Attorney(s) appearing for the Case

Bernard Jay Coven, P.C., New York City, for defendant-appellant.

David Ferber, Sol. to the Commission, and Glynn L. Mays, Atty. S. E. C., Washington, D.C. (Sue E. Auerbach, Atty., S. E. C., Washington, D.C., of counsel), for plaintiff-appellee.

Before MOORE, SMITH and MANSFIELD, Circuit Judges.


MANSFIELD, Circuit Judge:

On July 5, 1973, the SEC commenced this action for injunctive relief pursuant to 15 U.S.C. §§ 77t(b) and 78u against 11 persons, including appellant, Carlton-Cambridge & Co. ("Carlton"), its president, Joseph Rega, Jr., and the Republic National Bank of New York ("Bank"), charging numerous violations of the federal securities laws in connection with a public offering of the common stock of Dennison Personnel, Inc. in 1972 and...

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