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GARNATZ v. STIFEL, NICOLAUS & CO., INC.

No. 77-1048.

559 F.2d 1357 (1977)

Milton W. GARNATZ, Appellee, v. STIFEL, NICOLAUS & CO., INC., and Kingsley O. Wright, Appellants.

United States Court of Appeals, Eighth Circuit.

Decided November 1, 1977.

Attorney(s) appearing for the Case

John R. Musgrave, St. Louis, Mo. (argued), Michael W. Forster of Coburn, Croft, Shepherd & Herzog, St. Louis, Mo., on briefs, for appellants.

Samuel J. Goldenhersh, St. Louis, Mo. (argued), Mark I. Bronson, St. Louis, Mo., on brief, for appellee.

Before VAN OOSTERHOUT and MATTHES, Senior Circuit Judges, and STEPHENSON, Circuit Judge.

MATTHES, Senior Circuit Judge.

Stifel, Nicolaus & Co., a brokerage firm, and Kingsley O. Wright, a vice-president of that firm, appeal from a judgment entered against them on a jury verdict awarding Milton W. Garnatz damages of $45,000 with interest and costs. Count I of plaintiff's complaint was based on defendants' alleged violations of § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b); Rule 10b-5 promulgated thereunder, 17 C.F.R....

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