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UNITED STATES v. EUCKER

Nos. 309, 313 and 315, Dockets 75-1246, 75-1280 and 75-1303.

532 F.2d 249 (1976)

UNITED STATES of America, Appellee, v. Donald EUCKER et al., Defendants-Appellants.

United States Court of Appeals, Second Circuit.

Decided March 8, 1976.

Attorney(s) appearing for the Case

Jerome J. Londin, New York City (Carro, Spanbock, Londin, Rodman & Fass, New York City, Kenneth A. Lapatine, New York City, of counsel), for appellant Anderson.

Michael Rosen, New York City (Saxe, Bacon & Bolan, P. C., New York City; Roy M. Cohn, New York City, of counsel), for appellant Sloan.

Stanley S. Arkin, New York City (Stanley S. Arkin, P. C., New York City, Mark S. Arisohn, New York City, of counsel), for appellant Eucker.

Audrey Strauss, Asst. U. S. Atty. (Paul J. Curran, U. S. Atty., Robert J. Costello, Asst. U. S. Atty., John C. Sabetta, Asst. U. S. Atty., New York City, of counsel), for appellee.

Before MOORE, FEINBERG and VAN GRAAFEILAND, Circuit Judges.

VAN GRAAFEILAND, Circuit Judge:

In June 1970, Orvis Brothers, a Wall Street brokerage firm, closed its doors, leaving debts in excess of four million dollars. On September 10, 1974, appellants, officers of that company, were indicted in the Southern District of New York, charged in nine counts with conspiracy and substantive violations of the federal securities law. Only Anderson went to trial,1 and he was convicted on the conspiracy count...

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