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FINLEY v. PARVIN/DOHRMANN COMPANY, INC.

Nos. 1285, 1286, Dockets 75-7354, 75-3032.

520 F.2d 386 (1975)

Charles O. FINLEY et al., Plaintiffs-Appellees, v. PARVIN/DOHRMANN COMPANY, INC. et al., Defendants-Appellants. PARVIN/DOHRMANN COMPANY, INC., et al., v. Honorable Inzer B. WYATT, U. S. D. J., Respondent.

United States Court of Appeals, Second Circuit.

Decided August 6, 1975.

Attorney(s) appearing for the Case

Martin I. Shelton, New York City (Daniel L. Carroll, and Shea, Gould, Climenko, Kramer & Casey, New York City, of counsel), for plaintiffs-appellees.

Richard J. Barnes, New York City (Ronald S. Daniels, and Townley, Updike, Carter & Rodgers, New York City, of counsel), for Delbert W. Coleman and William C. Scott.

R. L. Duff, New York City (Carro, Spanbock, Londin, Rodman & Fass, New York City, of counsel), for Jesup & Lamont and John J. Dunphy.

Robert A. Meister, New York City (Milgrim, Thomajan & Jacobs, New York City, of counsel), for F. O. F. Proprietary Funds Ltd.

Rosenman, Colin, Kaye, Petschek, Freund & Emil, New York City (Jenner & Block, Chicago, Ill., and Joel W. Sternman, New York City, of counsel), for Parvin/Dohrmann Company, Inc.

Before MOORE, FRIENDLY and VAN GRAAFEILAND, Circuit Judges.

FRIENDLY, Circuit Judge:

The complaint in this action under the securities laws was filed in the District Court for the Northern District of Illinois on April 8, 1970. Plaintiffs Charles O. Finley, his wife, Shirley M. Finley, and a family corporation, Charles O. Finley & Company, Inc., had purchased thirty-seven thousand shares of defendant Parvin/Dohrmann Company, Inc. in 1969. Thirty thousand of these were shares purchased from defendant F. O. F. Proprietary...

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