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UNITED STATES v. PERSKY

No. 1094, Docket 75-1108.

520 F.2d 283 (1975)

UNITED STATES of America, Appellee, v. Robert S. PERSKY, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided June 18, 1975.

Attorney(s) appearing for the Case

Robert S. Persky, pro se.

John C. Sabetta, Asst. U. S. Atty., S. D. N. Y. (Paul J. Curran, U. S. Atty., S. D. N. Y., on the brief), for appellee.

Before KAUFMAN, Chief Judge, and SMITH and MESKILL, Circuit Judges.

IRVING R. KAUFMAN, Chief Judge:

As Mark Twain once wrote, "there are two times in a man's life when he should not speculate: when he can't afford it, and when he can." The unfortunate truth of this observation led some forty years later to the passage of the Securities Exchange Act of 1934. As the facts underlying this appeal from a conviction1 for violations of § 10(b) of that Act, 15 U.S.C. § 78j(b), and SEC Rule 10b-5, 17...

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