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BRENNER v. MITCHUM, JONES & TEMPLETON, INC.

No. 72-2255.

494 F.2d 881 (1974)

Herbert T. BRENNER, Plaintiff-Appellant, v. MITCHUM, JONES & TEMPLETON, INC., a corporation, and Lee Montgomery, Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

April 10, 1974.

Attorney(s) appearing for the Case

Edward H. Cummings (argued), Downey A. Grosenbaugh, Meserve, Mumper & Hughes, Los Angeles, Cal., for appellant.

Marshall B. Grossman (argued), Frank M. Kaplan, Schwartz & Alschuler, Los Angeles, Cal., for appellee.

Before CHAMBERS and WRIGHT, Circuit Judges, and SCHNACKE, District Judge.

SCHNACKE, District Judge:

The court below granted summary judgment for defendant-appellee1 on grounds that plaintiff-appellant's claim was barred by collateral estoppel and limitations. Since we affirm as to the first of these grounds, we do not reach the second.

The action is founded upon alleged violations of §§ 7 and 10 of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78g and 78j, SEC Regulation T and...

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