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SECURITIES & EXCH. COM'N v. UNITED FINANCIAL GROUP, INC.

No. 72-1334.

474 F.2d 354 (1973)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. UNITED FINANCIAL GROUP, INC., formerly known as USI Group, Inc., et al., Defendants-Appellants.

United States Court of Appeals, Ninth Circuit.

January 17, 1973.

Attorney(s) appearing for the Case

Garry P. McMurry (argued), Patric J. Doherty, of McMurry, Sherry & Nichols, Portland, Or., Roger V. Holm, Richard Bartlett, of Bartlett & Holm, Portland, Or., David L. Cunningham, R. J. Wolf, of Cunningham, Wolf & Churchill, San Francisco, Cal., for defendants-appellants.

David Ferber, Sol. (argued), Gerald Boltz, Michael A. Macchiaroli, Harvey L. Pitt, Special Counsel, Jack Redden, G. Bradford Cook, General Counsel, Securities & Exchange Commission, Washington, D. C., Sidney I. Lezak, U. S. Atty., Portland, Or., for plaintiff-appellee.

Before CHAMBERS, MERRILL and WALLACE, Circuit Judges.

WALLACE, Circuit Judge:

This case is before us on an interlocutory appeal authorized by 28 U.S.C. § 1292(a)(1) and (2). United Financial Group, Inc. (hereinafter "UFG"), et al. appeal from the ruling of the district court in favor of the Securities and Exchange Commission (hereinafter "SEC") granting a preliminary injunction and appointing a receiver pendente lite. Our opinion is limited to the issues of whether there is subject matter jurisdiction and...

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