SECURITIES AND EXCHANGE COMMISSION v. KOENIG

No. 208, Docket 72-1745.

469 F.2d 198 (1972)

SECURITIES AND EXCHANGE COMMISSION, Appellee, v. Harold P. KOENIG et al., Appellants.

United States Court of Appeals, Second Circuit.

Decided November 3, 1972.


Attorney(s) appearing for the Case

Theodore Sonde, Washington, D. C. (Walter P. North, Robert M. LaPrade, Frederick L. White, Rodney K. Vincent, Washington, D. C., on the brief), for appellee.

Murray M. Chotiner, Washington, D. C. (Delson & Gordon, New York City, and Reeves & Harrison, Washington, D. C., on the brief), for appellants.

Miller & Summit, New York City, on the brief, for amici curiae.

Before SMITH, KAUFMAN and HAYS, Circuit Judges.


HAYS, Circuit Judge:

This is an appeal from an order of the United States District Court for the Southern District of New York preliminarily enjoining and restraining defendants-appellants from violations of various provisions of the Securities Exchange Act of 1934, 15 U.S.C. § 78a et seq., § 78m, and certain Rules promulgated thereunder.1 In addition, the court below appointed a limited receiver for the corporate defendant Ecological...

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