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SECURITIES & EXCH. COM'N v. INTERNATIONAL CHEM. DEV. CORP.

Nos. 72-1180 to 72-1183.

469 F.2d 20 (1972)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. INTERNATIONAL CHEMICAL DEVELOPMENT CORPORATION et al., Defendants, and Golden Rule Associates et al., Defendants-Appellants.

United States Court of Appeals, Tenth Circuit.

November 6, 1972.

Attorney(s) appearing for the Case

Richard E. Nathan, Asst. Gen. Counsel, S. E. C. (G. Bradford Cook, Gen. Counsel, David Ferber, Sol., and James J. Sexton, Atty., S. E. C., on the brief), for plaintiff-appellee.

M. Byron Fisher, of Fabian & Clendenin, Salt Lake City, Utah, for appellant John D. Smith.

Dean E. Conder, of Nielsen, Conder, Hansen & Henriod, Salt Lake City, Utah, for appellants Golden Rule Associates, Richard T. Cardall, Ray L. Pruett and Joseph A. Holman.

Frank J. Allen, Salt Lake City, Utah, for appellants Frank Lloyd Parks and John A. Syphers.

Before LEWIS, Chief Judge, and McWILLIAMS and DOYLE, Circuit Judges.

WILLIAM E. DOYLE, Circuit Judge.

I.

NATURE OF THE CASE

The defendants-appellants were enjoined in the district court pursuant to various sections of the Securities Act of 1933 and the Securities Exchange Act of 1934. Specifically, they were enjoined from further violations of the registration requirements, the antifraud provisions and reporting requirements provided for in these acts.1

The case was tried on...

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