BRANERTON CORP. v. UNITED STATES CORP. CO.


34 A.D.2d 1 (1970)

Branerton Corporation, Respondent, v. United States Corporation Company, Appellant, et al., Defendant

Appellate Division of the Supreme Court of the State of New York, First Department.

March 19, 1970.


Attorney(s) appearing for the Case

Edward J. Brady, Arthur L. Diamond, John J. Palmeri and Paul W. Thorpe of counsel (Brady, Tarpey & Joyce, attorneys), for appellant.

Louis C. Pulvermacher for respondent.

EAGER, J. P., CAPOZZOLI and MARKEWICH, JJ., concur.


STEUER, J.

The defendant is the transfer agent for the stock of Tintair, Inc. Tintair had issued 10,000 shares of its stock to Simon, its president. These shares were acquired for investment purposes and were not registered with the Securities and Exchange Commission (SEC). In 1968 defendant received a request to transfer these shares to Kaplan. Defendant refused to do so until it was given an opinion of counsel...

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