Mortimer W. HANLY, Arthur Gladstone, Frederick C. Stutzmann, Jr., Steven Charles Paras, and Charles Arthur Fehr, Petitioners,
v.
SECURITIES AND EXCHANGE COMMISSION, Respondent.
United States Court of Appeals Second Circuit.https://leagle.com/images/logo.png
Argued May 22, 1969.
Decided July 24, 1969.
Attorney(s) appearing for the Case
David Ferber, Solicitor, Securities and Exchange Commission, Washington, D. C. (Philip A. Loomis, Jr., Gen. Counsel, Paul Gonson, Asst. Gen. Counsel, Harvey L. Pitt, Atty., Securities and Exchange Commission, Washington, D. C., on the brief), for respondent.
James C. Sargent, New York City (Robert S. Newman, Jack I. Samet, Parr, Doherty, Polk & Sargent, New York City, on the brief), for petitioner Hanly.
Francis E. Koch, New York City (Andrew N. Grass, Jr., Windels, Merritt & Ingraham, New York City, on the brief), for petitioners Gladstone and Stutzmann.
Thomas A. Harnett, New York City (Thomas H. McManus, Harnett & Reid, New York City, on the brief), for petitioner Paras.
Harold I. Geringer, New York City (Lian & Geringer, New York City, on the brief), for petitioner Fehr.
Before LUMBARD, Chief Judge, FEINBERG, Circuit Judge, and TIMBERS, District Judge.
United States Court of Appeals Second Circuit.
TIMBERS, District Judge:
Five securities salesmen petition to review an order of the Securities and Exchange Commission which barred them from further association with any broker or dealer.1 The Commission found that petitioners, in the offer and sale of the stock of U. S. Sonics Corporation (Sonics) between September 1962 and August 1963, willfully violated the antifraud provisions of Section 17(a) of the Securities Act of 1933, 15 U...
Let's get started
Welcome to the leading source of independent legal reporting Sign on now to see your case. Or view more than 10 million decisions and orders.
Updated daily.
Uncompromising quality.
Complete, Accurate, Current.
Listed below are the cases that are cited in this Featured Case. Click the citation to see the full
text of the cited case. Citations are also linked in the body of the Featured Case.
Cited Cases
No Cases Found
Listed below are those cases in which this Featured Case is cited. Click on the case name to see the
full text of the citing case.
