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TAGER v. SECURITIES AND EXCHANGE COMMISSION

No. 286, Docket 29076.

344 F.2d 5 (1965)

Sidney TAGER, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals Second Circuit.

Decided April 12, 1965.

Attorney(s) appearing for the Case

Sidney Tager, New York City, petitioner pro se.

Donald R. Jolliffe, Washington, D. C. (Philip A. Loomis, Jr., Gen. Counsel, David Ferber, Sol., George P. Michaely, Jr., Sp. Counsel, S. E. C., Washington, D. C., on the brief), for respondent.

Before LUMBARD, Chief Judge, and WATERMAN and HAYS, Circuit Judges.

LUMBARD, Chief Judge.

Sidney Tager petitions to review an order of the Securities and Exchange Commission which revoked his registration as a broker and dealer and expelled him from membership in the National Association of Securities Dealers ("NASD"). The Commission found that Tager wilfully violated the anti-fraud and anti-manipulative provisions of § 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q(a), of §§ 10(b) and 15(c) (1) of the Securities...

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