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LIST v. FASHION PARK, INC.

222 F.Supp. 798 (1963)

Albert A. LIST, Plaintiff, v. FASHION PARK, INC., et al., Defendants.

United States District Court S. D. New York.

October 23, 1963.

Attorney(s) appearing for the Case

O'Brien, Driscoll & Raftery, New York City, Arthur F. Driscoll, Edward C. Raftery, Milton M. Rosenbloom, New York City, of counsel, for plaintiff.

Baer, Marks, Friedman & Berliner, New York City, William E. Friedman, Stephen F. Selig, New York City, of counsel, for defendants H. Hentz & Co. and William P. Green.

WYATT, District Judge.

Plaintiff List has brought an action against numerous defendants, based on a sale by him of stock as to which there are alleged to have been violations by defendants of Section 10(b) of the Securities Exchange Act of 1934 (15 U.S.C. § 78j (b); the "Act") and Rule 10b-5 promulgated by the Securities and Exchange Commission thereunder (17 C.F.R. § 240.10b-5) — so-called "antifraud" provisions.

Section 10(b) of the Act...

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