HENWOOD v. SECURITIES AND EXCHANGE COMMISSION

No. 17591.

298 F.2d 641 (1962)

Stanley E. HENWOOD, Richard I. Roemer, Lewis M. Poe, individually, as members of the United Industrial Corporation Stockholders' Protective Committee and as proxies of said Committee, James V. Armogida, Robert G. Ballance, Fred A. Beshara, Nathaniel R. Dumont, Joe L. Foss, William D. Lawry, Elmer M. Luther, Jr., Edward H. McLaughlin, Charles Soderstrom, John A. Steel, Clarence L. Summers, Roy L. Williams, Louis W. Wulfekuhler, Alfred T. Zodda, individually and as members of the United Industrial Corporation Stockholders' Protective Committee, Bernard F. Gira and Herbert J. Petersen, and United Industrial Corporation, a corporation, Defendants and Appellants, v. SECURITIES AND EXCHANGE COMMISSION, Plaintiff and Appellee, and United Industrial Corporation, Defendant and Appellee.

United States Court of Appeals Ninth Circuit.

January 17, 1962.


Attorney(s) appearing for the Case

Vaughan, Brandlin, Baggot, Robinson & Roemer, Mark P. Robinson, Los Angeles, Cal., for appellants Stockholders' Pro. Com.

Kendrick, Schramm & Stolzy, Elwood S. Kendrick, John P. Scholl, Jack Corinblit, Los Angeles, Cal., for appellants Gira & Peterson.

Peter A. Dammann, Gen. Counsel, Walter P. North, Asst. Gen. Counsel, John A. Dudley, S. E. C., Washington, D. C., F. E. Kennamer, Asst. Gen. Counsel, S. E. C., San Francisco, for appellee S. E. C.

Raichle, Moore, Banning & Weiss, Frank G. Raichle, Buffalo, N. Y. (James O. Moore, Jr., Ralph L. Halpern, Buffalo, N. Y., of counsel), for appellee United Industrial Corp.

Before BARNES and HAMLIN, Circuit Judges, and SOLOMON, District Judge.


PER CURIAM.

This action was brought by the Securities and Exchange Commission1 for alleged violation on the part of appellants of Section 14(a) of the Securities and Exchange Act of 1934 (15 U.S.C. § 78n (a)) and of Regulation 14, 17 C.F.R. § 240.14, promulgated thereunder. Jurisdiction below rested on 15 U.S.C. § 78 (aa). This court has jurisdiction to review the judgment and permanent restraining order issued below.

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases