UNITED STATES v. SCHAEFER

No. 13278.

299 F.2d 625 (1962)

UNITED STATES of America, Plaintiff-Appellee, v. Carl D. SCHAEFER, Defendant-Appellant.

United States Court of Appeals Seventh Circuit.

Rehearing Denied March 16, 1962.


Attorney(s) appearing for the Case

George B. Collins, Chicago, Ill., for appellant.

James P. O'Brien, U. S. Atty., Robert F. Monaghan, Asst. U. S. Atty., Chicago, Ill., for appellee.

John Peter Lulinski, John J. Quan, Asst. U. S. Attys., Chicago, Ill., Thomas S. Howard, United States Securities and Exchange Commission, Chicago, Ill., of counsel.

Before HASTINGS, Chief Judge, and KILEY and SWYGERT, Circuit Judges.


SWYGERT, Circuit Judge.

Defendant, Carl D. Schaefer, was indicted and convicted on ten counts of using the mails in the employment of a scheme to defraud in the offer and sale of securities proscribed by Section 17(a) (1) of the Securities Act of 1933, 15 U.S.C.A. § 77q(a) (1), and on two counts of using the mails to deliver an unregistered security proscribed by Section 5 (a) (2) of the Securities Act of 1933, 15 U...

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