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HENNESEY v. SECURITIES AND EXCHANGE COMMISSION

No. 13384.

285 F.2d 511 (1961)

Dorothy HENNESEY, doing business as Hennesey & Co., Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent, The Great American Life Underwriters, Inc., Intervenor.

United States Court of Appeals Third Circuit.

Decided January 10, 1961.

Attorney(s) appearing for the Case

Abraham H. Carchman, Newark, N. J., for appellant.

George Peter Michaely, Jr., Washington, D. C., for Securities and Exchange Comm.

Abe Fortas, Washington, D. C., for intervenor.

Before BIGGS, Chief Judge, and GOODRICH and FORMAN, Circuit Judges.

BIGGS, Chief Judge.

On September 13, 1960, Dorothy Hennesey, doing business as Hennesey & Co., filed a petition in this court, purportedly pursuant to section 43(a) of the Investment Company Act of 1940, 54 Stat. 844, as amended, 15 U.S.C.A. § 80a-42(a),1 for review of an order of the Securities and Exchange Commission, issued on July 15, 1960, exempting The Great American Life Underwriters, Inc. (Underwriters) from the provisions...

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