SCHAUER, J.
Defendant appeals from judgments of conviction of 17 felonies, rendered pursuant to jury verdicts, and from an order denying his motion for new trial. Upon two counts (kidnaping for robbery with infliction of bodily harm) the punishment was fixed at death. Defendant argues that the trial judge required him to go to trial without opportunity to obtain counsel of his choice, to prepare, and to effectively represent himself. He presents contentions as to asserted prejudicial errors of the trial judge and prejudicial misconduct of the prosecuting attorney at the trial on the merits. He attacks the sufficiency and correctness of the reporter's transcript on appeal, and the propriety and constitutionality of proceedings in which that record was produced, settled, and resettled. Defendant further urges that California, since the rendition of the judgments of conviction on June 25, 1948, has denied him equal protection and punished him cruelly and unusually by restraining him pursuant to such judgments while the various matters of which defendant complains were being litigated and relitigated. And he contends that the
For convenience in ensuing discussion we again adopt the numbering of the crimes of which defendant was convicted which we employed in People v. Chessman (1951), 38 Cal.2d 166, 171-172 [238 P.2d 1001]. Each paragraph indicates, and identifies by date and description, a separate general criminal enterprise, in each of which one or more offenses were committed. Defendant was identified by victims of the various criminal enterprises, except the victim of crime (2).
January 3, 1948: (1) First degree robbery of McCullough, clerk in a store where shoes were sold, by defendant (armed with a .45 caliber automatic pistol) and another man.
January 13, 1948: (2) Grand theft of an automobile with a spotlight. This car was taken in the owner's absence. A car of similar description was used in perpetrating subsequent crimes. Defendant was fleeing in the stolen car when he was apprehended.
January 18, 1948: (3) First degree robbery of Bartle. Bartle and a young woman were driving along the Coast Highway when they were stopped by defendant, who drove a car with a red spotlight which he flashed on Bartle's car. Defendant was armed with a .45 automatic. (The car stolen in crime (2) had a spotlight with a clear rather than a red lens. Defendant himself, as he admitted on cross-examination, introduced a possible explanation of the red spotlight into the proceedings when he asked Bartle, at the preliminary examination, "Well, had there been some cellophane around the spotlight?" to which Bartle replied, "That I would not know.")
January 18, 1948: (4) First degree robbery of Ballew, who was parked at an isolated place with a woman companion. Defendant drove up, flashed a red spotlight which was mounted on the car he drove, displayed a .45 automatic, and used a small flashlight.
January 19, 1948: (5) First degree robbery of Lea. (6) First degree robbery of Regina. (7) Kidnaping Regina for robbery, with infliction of bodily harm; punishment fixed at death. (8) Violation of Penal Code, section 288a, committed against Regina. Mr. Lea and Regina were parked in an isolated place. Defendant approached in a car, from which he flashed a red spotlight, and threatened the victims with a 45 automatic.
January 22, 1948: (10) Attempted robbery of Hurlburt. (11) Kidaping Mary for robbery, with infliction of bodily harm; punishment fixed at death. (12) Attempted rape of Mary. (13) Violation of Penal Code, section 288a, committed against Mary. In these crimes, too, the victims were parked at an isolated place. Defendant flashed a red spotlight mounted on the car which he drove, produced a .45 automatic, and used a flashlight. Mary testified that after he had forced her into his car, driven her some distance to another isolated place, and sexually assaulted her, defendant went to the spotlight of the car and she heard a click, a rustling, and the sound of defendant placing something metallic in the back seat and in the glove compartment of his car.
January 23, 1948: (14) First degree robbery of Waisler. (15) First degree robbery of Lescher. (16) Kidnaping Waisler for robbery, with infliction of bodily harm; punishment fixed at life imprisonment without possibility of parole. (17) Kidnaping Lescher for robbery. Defendant and David Knowles, one armed with a .45 automatic and one with a toy gun, "held up" the clothing store in which Waisler, the proprietor, and Lescher, a clerk, were working, and committed the crimes described in People v. Knowles (1950), 35 Cal.2d 175 [217 P.2d 1].
About two hours after the commission of the last mentioned group of crimes defendant, driving the stolen car with Knowles as a passenger, saw two police officers in a distinctively marked traffic car apparently observing defendant's car. (The officers had received a radio call to look out for a car of the description of the one driven by defendant.) Even before the officers turned on their red light and sounded their siren, defendant fled. After a wild chase the car driven by defendant went out of control, the officers rammed it, defendant attempted to flee on foot, and he and Knowles were captured. As defendant left the car a .45 automatic fell to the pavement. In defendant's pocket, among other things, was change wrapped in a manner similar to change which had been stolen from Waisler's store. In the stolen car were clothing and a wallet which had been stolen from Waisler and Lescher.
The jury found that defendant was armed with a deadly
Upon the record there is no substantial question of sufficiency of proof. The evidence of the commission of the offenses was not contradicted. When defendant was apprehended he was driving the automobile which was the subject of crime (2); he was identified by the victims as the perpetrator of the other crimes of which he was convicted; and he was connected with such crimes by real evidence in his possession at the time of his capture. Defendant testified that he did not commit the charged crimes and introduced testimony of alibi witnesses as to some of them.
At no time since the original reporter's transcript of the trial was prepared has defendant made it appear that the transcript does not adequately and substantially reflect the nature of the People's case and of his defense. But since rendition of the judgments of conviction on June 25, 1948, he has sought to avoid their execution, and to secure a new trial, on the theory (among others) that under California's statutory provision for automatic appeal from judgments of death (Pen. Code, § 1239, subd. (b)), its constitutional provisions for Supreme Court review of the record of proceedings leading to such judgments (Cal. Const., art. VI, §§ 4, 4 1/2), and its Rules on Appeal providing for preparation of such record, he was denied due process and equal protection because, after the trial but before the transcript had been completed, the official court reporter died and transcription of the notes of the oral proceedings was completed by another official reporter. In state and federal courts he has iterated and reiterated charges (in substance or effect) that the transcript does not present a reasonably accurate and complete record of the evidence and other oral proceedings but is a fabrication of falsities constructed through the fraudulent and conspiratorial collaboration of the trial judge, the prosecuting attorney, and the substitute reporter, concocted in an ex parte proceeding wherein the state did not permit defendant to participate either in person or by counsel. His charges that the record
History of the Disputed Reporter's Transcript of the Trial. The verdicts were returned on May 21, 1948. Mr. Ernest R. Perry, the official court reporter who had reported the trial, died unexpectedly of acute coronary thrombosis on June 23, 1948, before transcription of his shorthand notes had been completed. On June 25, 1948, the trial judge, the Honorable Charles W. Fricke, denied defendant's motion for a new trial, pronounced judgments, and denied defendant's motion to set aside the judgments on the ground of Mr. Perry's death.
One week after rendition of judgment, defendant was taken to San Quentin State Prison as required by law. (Pen. Code, §§ 1202a, 3600.)
Under direction of Judge Fricke, Mr. J. Miller Leavy, the deputy district attorney who had prosecuted the case, found another official reporter, Mr. Stanley Fraser, who said that he was able to read Perry's notes, and Mr. Fraser, under
In November, 1948, defendant filed and this court denied without opinion a petition for prohibition (Crim. 4950) attacking the method by which the reporter's transcript was being prepared. The petition is in propria persona, but the affidavit of mailing is by Attorney Rosalie S. Asher. (As hereinafter appears, since the summer of 1948 defendant has had the legal services of Miss Asher, sometimes as adviser and sometimes as attorney of record.)
On June 3, 1949, Judge Fricke certified the transcript after proceedings (more fully recounted in People v. Chessman (1950), 35 Cal.2d 455, 458-467 [218 P.2d 769, 19 A.L.R.2d 1084]) in which defendant appeared by in propria persona documents. The judge did not grant defendant's request to leave the prison
Defendant attacked the transcript by motions in this court. In a brief filed on September 15, 1949, he commended Miss Asher for her "generous advisory interest ... and well-rendered service" on his behalf. On September 21, 1949, at defendant's request, this court appointed Miss Asher as counsel for defendant, and on September 23, 1949, at his further request, we relieved her of the appointment. In People v. Chessman (1950), supra, 35 Cal.2d 455, 467 [15], we concluded that under the law of this state and the circumstances of this case
On June 10, 1957, in Chessman v. Teets (1957), supra, 354 U.S. 156, on certiorari after the federal district court discharged a writ of habeas corpus and the court of appeals affirmed, the United States Supreme Court held that "If California chose to deny petitioner's request to appear in those proceedings [the settlement proceedings before Judge Fricke in 1949] in propria persona, it then became incumbent on the State to appoint counsel for him" (p. 162 of 354 U.S.) and remanded the case to the district court "with instructions to enter such orders as may be appropriate to allow California a reasonable time within which to take further proceedings not inconsistent with this opinion, failing which the petitioner shall be discharged" (p. 166 of 354 U.S.).
Resettlement of Transcript Proceedings. Pursuant to the opinion and direction of the United States Supreme Court and orders of the district court and this court obedient thereto, new hearings as to the rejection or resettlement of the reporter's transcript were had. Prior to these hearings the Los Angeles Superior Court granted defendant's motion that he be removed from San Quentin Prison to the Los Angeles County jail. From September 23, 1957, through November 22, 1957, defendant in the flesh appeared before the Los Angeles Superior Court on 12 occasions and orders enabling defendant to prepare for the resettlement hearings were made; e.g., defendant was furnished an office and personal access to law books and records and it was ordered that defendant "be allowed to confer freely and privately with his counsel, witnesses, expert witnesses, investigators, and other responsible persons connected with ... the preparation of this matter on any day between ... 9:00 a.m. and 3:00 p.m., ... 3:30 p.m. and 5:00 p.m, and ... 6:00 p.m. and 9:00 p.m."
Defendant's objections to the transcript, filed November 18, 1957, fully state the matters which he proposed to, and did, present at the resettlement hearings. Beginning on November 25, 1957, the Honorable Walter R. Evans, judge assigned to the Los Angeles Superior Court, for 42 court days heard
On February 28, 1958, Judge Evans by minute order denied defendant's motions (made and submitted on December 20, 1957, and February 13, 1958) that the court "reject the present reporter's transcript in entirety," "find that no usable or adequate reporter's transcript can be prepared from Ernest R. Perry's shorthand notes," and "If the Court remains in doubt as to whether a usable and adequate reporter's transcript can or cannot be prepared from Ernest R. Perry's shorthand notes, to appoint an impartial expert to study the notes and then to appear in court and demonstrate whether or not the notes can be transcribed with any reasonable degree of accuracy and certainty." By written order Judge Evans found that Perry's notes were decipherable; that Fraser was competent to and did transcribe them "fairly and in a substantially accurate manner"; that defendant's claims that the transcript was fraudulently prepared are baseless; that some 2,000 changes (listed in Exhibit A to the order) should be made in the transcript but that "individually or collectively, [these changes] in no way change the substance and nature of either the People's case or the defendant's defense." All defendant's objections to the transcript except those included in Exhibit A were disallowed and the clerk was ordered to make the listed changes. When the written order of February
Defendant was returned to San Quentin. Typists employed by the clerk to prepare the corrected reporter's transcript discovered that because of apparent typographical or clerical errors in the preparation or typing of Exhibit A, 90 of the ordered changes could not be made, or, if they had been made, would have produced unintelligibility or manifest incorrectness. Without notice, adversary hearing, or order of record, Judge Evans upon consideration of the difficulty instructed the typists that some of these 90 changes ordered on February 28 should be made in different manner and others should not be made, and this was done.
On May 1, 1958, Judge Evans certified a corrected reporter's transcript of the trial. Such transcript, and the transcript of the resettlement proceedings, were sent to defendant in San Quentin. He mailed to the superior court his "Objections, Proposed Corrections, and Application for a Hearing," which were, so far as is here material, denied. On July 2, 1958, defendant sought mandate from this court to compel the superior court, among other things, to grant a hearing as to the 90 changes. On October 2, 1958, we ordered the superior court "to explicitly grant petitioner an opportunity to be heard in person or by counsel in opposition to its action with respect to its [90] changes in the `Order re Hearing on Objections' filed February 28, 1958." (Chessman v. Superior Court, 50 Cal.2d 835, 843 [330 P.2d 225].) Our order was made on the express assumption (not a holding) that in view of Chessman v. Teets (1957), supra, 354 U.S. 156, 164, note 12, "lack of a hearing as to the 90 changes cannot be excused upon the basis of a determination that such changes are immaterial."
"Re-Resettlement" Hearing. Pursuant to superior court order of October 10, 1958, defendant was returned to the Los Angeles county jail. By written objections filed in the superior court on November 18, 1958, he stated, among other things, that at the "re-resettlement" hearing he would stipulate to 26 of the 90 changes;
At the "re-resettlement" hearing on November 24 and 25, 1958, defendant, with consent of the superior court and the deputy district attorney, appeared before Judge Evans in propria persona; he had the services of a legal adviser of his choice.
Defendant called Judge Evans as a witness.
The judge further testified that after the making of the February 28 order, when the typists called the 90 apparent errors in Exhibit A to his attention, "I did my best to go over them and determine whether they were typographical in my opinion, or what they were, and ordered the insertion at the place that I deemed proper under the situation.... [W]e attempted first to check the transcript to see if we could determine that there had been a typographical error and have the correction made as it should have been made. Where we couldn't determine that, of course, there was nothing else we could do than just order the change deleted." Defendant said that he would ask "specific questions dealing with specific changes, your Honor," but requested and was allowed to first take the testimony of the clerk.
Then Judge Evans said, concerning his further appearance as a witness, "I have no desire to hide or to try to hide anything that I have any knowledge of, but I am just afraid the thing might get out of hand and ... I don't want to ... be testifying. I don't think there is anything that is primarily within my mind that is not within anyone else's, except the fact, of course, these changes were made in what I assumed were typographical errors in citation and page and line numbers.... I think what we had better do is possibly have you [defendant] make a record on what you had in mind asking, and I will just make the record that I ... refuse to testify." In further colloquy Judge Evans said, "I don't want to walk into a situation where I am testifying on the merits of the thing that I am going to have to decide.... [I]n order to avoid that possibility, I think at this point we had better terminate my appearance as a witness.... I don't know what questions are to come. I don't want to be faced with them and then decide." The judge suggested that defendant "make your record on the questions that you anticipated asking" and defendant suggested that this would be "futile in view of the
The typists who had prepared the corrected transcript then testified that when they found corrections listed in Exhibit A which could not literally be made (i.e., where the ordered changes directed the alteration of a stated word at a stated page and line although such word did not appear there), or when the ordered changes appeared unintelligible, they called the matters to Judge Evans' attention and he gave them the instructions which resulted in the 90 changes.
The colloquy concerning the judge's dual role as court and witness resumed. Judge Evans persisted in his position that he had explained the "mechanics" of the 90 changes, that he would not answer any more questions, and that he had made that decision before he knew what the further questions might be. Defendant persisted in his refusal to make a record of the questions which he wished to put to the judge.
Judge Evans denied defendant's motion that the court suspend the proceedings and either "ask for the assignment of another judge ... in order that I may call Judge Evans ... as a witness" or "permit me to go by some appropriate writ immediately to the California Supreme Court" for a ruling as to whether Judge Evans had "jurisdiction" to refuse to testify further and to continue to preside at the "re-resettlement."
Defendant then declined to present any further evidence or argument. Over defendant's objection "to all of the changes and also to the fact that the Court is proceeding now" Judge Evans disallowed the objections to each of the 90 changes (except the 26 to which defendant stipulated) and ruled that each change should stand.
The People called defendant as a witness, directed his attention to Judge Evans' repeated suggestions that defendant make of record the questions which he had intended to ask the judge, and asked whether "you refuse to file any such list of questions." Defendant replied, "It is my position now that the Court is without jurisdiction." Further pressed for an answer defendant said, "I do not choose to answer."
Defendant by petition to this court for mandate and prohibition attacked the "re-resettlement" order of November 25, 1958. The petition was denied without opinion. (Chessman v. Superior Court, L.A. 25261.) On December 12, 1958, Judge Evans, in defendant's presence, again certified the corrected reporter's transcript of the trial. Defendant was returned
If defendant had any complaints that the correction of the February 28 order and the "re-resettlement" of the transcript were not supported by the evidence at the previous resettlement hearings, he could have presented those complaints. Since defendant was present in court, with opportunity to be heard, there was no occasion for the judge to undertake an explanation of whether his original, informal action as to the 90 changes was solely clerical or in part judicial, or of why and how the changes were made. Inasmuch as our mandate reopened the resettlement proceedings insofar as the making of the 90 changes was concerned, and inasmuch as the trial court had defendant before it and gave him full opportunity to object to those changes, whether judicial or clerical, there was no denial of due process.
Defendant further argues that he was prepared to show, at the "re-resettlement" hearing, that the whole of the reporter's transcript, and the whole of Mrs. Lill's evidence in support of it and suggested corrections of it, should have been rejected. But the matter was not then before Judge Evans for any such re-examination; it was at that time before him for a hearing as to the 90 changes only.
It is true that the corrected reporter's transcript certified by Judge Evans does not include a transcription of many symbols which appear in Perry's notes and that it does include words added by Fraser (as presumably Perry would have done) to "smooth out" portions of Perry's notes that were, characteristically of the normal procedures of some, if not all, court reporters, "skeletonized." And not only are there conflicts in the expert evidence as to how some of the symbols should be read, but also there is a sharp difference of expert opinion as to whether the notes as a whole are sufficiently legible to permit any adequate transcription by anyone.
Strikingly apparent from the reporter's transcript of the resettlement proceedings (when all in the courtroom were very conscious of the questions of reporting) are the obvious facts that persons make mistakes in speaking, reporters make mistakes in hearing or inscribing, and typists make mistakes in transcribing.
It seems pertinent to mention also some simple facts, developed by the experts at the resettlement hearings, concerning the type of Pitman shorthand which Perry wrote. A given shorthand symbol, correctly written, does not represent one and only one word.
No useful purpose would be served by setting forth particular conflicts in the evidence of the shorthand experts and the other witnesses which, defendant argues, should cause the reviewing court to conclude that Judge Evans should have resolved those conflicts in defendant's favor. We quote in Appendix I, post, p. 501, at some length from the judge's written order of February 28, 1958, which shows that he considered the conflicting evidence and went through a normal fact-finding procedure.
After our own review of both the original record and the resettled record, together with the record of the resettlement and "re-resettlement" proceedings, we find amply supported, and we accept, Judge Evans' findings that "the shorthand notes of Mr. Perry were decipherable and that Mr. Frazier [sic] was competent and qualified to transcribe and did so transcribe those notes fairly and in a substantially accurate manner.... Mr. Perry's notes could be and were transcribed with substantial accuracy.... As regards the claim by the defendant that during the time the jury was deliberating and when they returned to the courtroom for further instructions Judge Fricke instructed them that the defendant was one of the worst criminals he had had in his court, and that the jury should bring in the death penalty, this is purely a figment of the defendant's imagination which was conceived several years after the time of his trial, and it is the opinion of this Court that many of the other claimed omissions and errors are of a similar nature.
We now turn to a consideration of defendant's arguments that the judgments of conviction cannot stand because of claimed prejudicial errors and denials of constitutional rights in the proceedings which resulted in such judgments.
Defendant now renews and elaborates his attacks on the denial of the application for subpoenas and of a continuance. The pertinent facts
Consolidation of Counts, Requirement that Defendant Remain at Counsel Table, Denial of Defendant's Motion for Daily Transcript, Refusal to Permit Both Defendant and Mr. Matthews to Argue. The corrected reporter's transcript and the testimony at the resettlement proceedings do not materially change the picture of Judge Fricke's rulings as to the foregoing matters which was presented in People v. Chessman (1951), supra, 38 Cal.2d 166, 175 [3], 176-177 [5, 6], 188 [28,
Concerning the consolidation of counts we further observe that the ruling thereon, even if the record showed an express objection of defendant thereto, would be within the discretion of the trial court. Section 954 of the Penal Code (as it read at the time of trial) provided that "An indictment ... may charge two or more different offenses connected together in their commission, or different statements of the same offense or two or more different offenses of the same class of crimes ..., under separate counts, and if two or more indictments ... are filed in such cases the court may order them to be consolidated...." The automobile stolen in crime (2) was used in the perpetration of crimes (3) through (13). Crimes (3) through (13) were committed in similar fashion (i.e., by use of an automobile spotlight and a pistol to affright persons in isolated areas at night). The store robberies and related kidnapings ((1) and (14) through (17)) were of the same "class" of crimes as the "spotlight" robberies and kidnapings.
Self Incriminating Statements of Defendant to the Police Concerning the Crimes Charged. The reporter's transcript settled by Judge Evans reflects, as did the reporter's transcript settled by Judge Fricke, a conflict in the testimony and the inferences which could be drawn from it as to whether the incriminating statements were, as defendant testified, false and the product of force, fear, and improper inducement. Defendant's arguments concerning the effect of this evidence and asserted prejudicial errors in the instructions as to confessions which substantially reiterate the contentions considered
We adhere to the view that the jury have the right to know the actual possible effect of their determination as to punishment.
Defendant's Contentions as to Section 209 of the Penal Code. By section 209 as it read at the time the charged offenses were committed, and at the time of trial,
Defendant further attacks the discussion and the holdings as to section 209 in People v. Wein (1958), 50 Cal.2d 383 [326 P.2d 457]; People v. Chessman (1951), supra, 38 Cal.2d 166; and People v. Knowles (1950), supra, 35 Cal.2d 175, as erroneous and unconstitutional. The substance of his arguments is presented in the dissenting opinions in the Knowles and Wein cases. Defendant's present elaborations of such arguments do not persuade us to overrule those cases.
We do not understand that the decision in Chessman v. Teets, supra, suggests that California had not acted with reasonable diligence in the prosecution of defendant up to that time. Indeed, the decision, which imposed on California certain incidents of procedure which had not theretofore been regarded by California as requirements of due process, remanded the case to the district court "with instructions to enter such orders as may be appropriate to allow California a reasonable time within which to take further proceedings not inconsistent with this opinion." Pursuant to such remand the federal district court on August 14, 1957, made its order which "allows California until December 1, 1957 to commence the proceedings for settlement of the trial transcript," and this court on August 29, 1957, remanded the cause to the superior court "for further proceedings not inconsistent with the opinion of the United States Supreme Court in Chessman v. Teets (June 10, 1957), 354 U.S. 156 [77 S.Ct. 1127, 1 L.Ed.2d 1253]." The proceedings which followed and the dates thereof are detailed, ante, pp. 478-480, and in the chronology (Appendix II) which is subjoined to this opinion, and we do not believe that those proceedings have involved unreasonable delay by California. We further conclude that under the circumstances of this case neither in the proceedings before, nor in those following, the remand by the high federal court, has California imposed unconstitutionally cruel or unusual punishment on defendant.
At no time in any proceeding during the entire history of this case has California denied this defendant the right to counsel (see Appendix II, post, p. 503), nor has he at any
For the reasons above stated, the judgments and order appealed from are affirmed.
Gibson, C.J., Shenk, J., Traynor, J., Spence, J., McComb, J., and Peters, J., concurred.
Appellant's petition for a rehearing was denied August 5, 1959.
APPENDIX I
FINDINGS OF JUDGE EVANS IN FEBRUARY 28, 1958, ORDER OF RESETTLEMENT
"Every shorthand reporter who took the stand in this hearing was able to read at least a portion of those [Perry] notes and the demonstration on the blackboard by Mrs. Kalin, in the opinion of the Court, corroborated the fact that Mr. Perry's notes could be and were transcribed with substantial accuracy.
"Contrary to the claims of the defendant and the testimony of Mrs. Kalin, it is the opinion of this writer that the `perfect' symbols placed upon the blackboard during her testimony were substantially similar in the vast majority of instances to the symbols in Mr. Perry's notes — the only difference being that Mrs. Kalin was drawing `perfect' symbols, taking ample time, while Mr. Perry's notes were written at courtroom speed.
"Regarding Mr. Hanna's findings and his testimony, the Court concedes that he certainly had the finest of qualifications to appear as an expert in this case. However, it was obvious that Mr. Hanna either did not have sufficient time to study Mr. Perry's notes or he did not approach his job as objectively as he professed from the witness stand.... This Court is of the opinion that had Mr. Hanna had the time to study Mr. Perry's notes, together with that part of the transcript dictated by Mr. Perry, before he began checking Mr. Frazier's [sic] work, he too would have satisfied himself that the transcript was properly prepared. On the other hand, if he approached his task from the standpoint of an elementary instructor in shorthand to try to find what he could claim as errors or omissions made by Mr. Frazier [sic], his services are of little aid to the Court, — particularly when he claims to be a verbatim reporter and then says that no reporter's notes are perfectly accurate. [Mr. Hanna was asked, on cross-examination by the People, "As you examined these notes, were you looking for copybook shorthand?" and replied, "Absolutely not.... Why, copybook shorthand is next to impossible in reporting, unless the going is very slow. There is always some departure from the copybook outlines."]
"Concerning the charges or insinuations of the defendant that the transcript herein was fraudulently prepared, this Court has combed the record and has failed to find anything upon which the defendant could base such a claim.... The notes of the deceased reporter were examined by several reporters and after they had expressed opinions that the notes could be transcribed, and after other reporters had been asked if they would undertake the job, and had refused, and upon the suggestion of another disinterested court reporter, Mr. Frazier [sic] was contacted and agreed to do the transcription. His relationship to Mr. Leavy's wife certainly had no part in his having been so employed. In this respect it is interesting to note that prior to October, 1948, and before anyone interested in the defense of the defendant knew the facts surrounding the employment of a transcriber, and before the transcription had been completed, the defendant was advised that his legal adviser was `elated' that a relative of Mr. Leavy was going to do the transcribing. Certainly, at that time the defense would not have been `elated' that a transcript could and would be made, and the only logical conclusion is that upon receipt of this information it was then and there that the defendant's claim of fraud, to be pressed at a later date, was conceived.
"Considerable time was consumed during this hearing by the defendant in an attempt to show bias and prejudice on the part of Judge Fricke and Mr. Leavy. The record is completely void of any evidence to show that Judge Fricke had any feeling of bias or prejudice against the defendant prior to or during the trial of his case. At the time Judge
"As regards Mr. Leavy, this Court is at a loss as to the reason for questioning him relative to his belief, prior to the time of trial, that the defendant was guilty. In the opinion of this Court, a district attorney who prosecuted a man whom he did not believe was guilty prior to the commencement of such prosecution would verge very closely upon a violation of his oath of office.
"As regards the claim by the defendant that during the time the jury was deliberating and when they returned to the courtroom for further instructions Judge Fricke instructed them that the defendant was one of the worst criminals he had had in his court, and that the jury should bring in the death penalty, this is purely a figment of the defendant's imagination which was conceived several years after the time of his trial, and it is the opinion of this Court that many of the other claimed omissions and errors are of a similar nature.
"Most of the defendant's claims of fraud and of bias and prejudice can be attributed to the fact that at all times during, and for some time after his trial, he refused to be represented by counsel and he could never be made to understand that as a prisoner first charged with, and then convicted of, very serious crimes, he was not and could not be accorded the same freedom of movement and the same access to conveniences that would be accorded an attorney representing a defendant, or a deputy district attorney.
"As to the claimed inability of Mr. Frazier [sic] due to his use of intoxicants, everyone will concede that he has at times, over quite a number of years, been in trouble due to his drinking. However, after observing him on the witness stand over a period of ten days, and considering all of the evidence at this hearing, this Court concludes that his work on this transcript was not affected in any way by his use of alcohol. He testified that he had not had a drink for a considerable period of time prior to commencing work on the transcript on appeal, nor did he take a drink during the time he was doing this work. The only real evidence that this testimony is in conflict with, is that of the two witnesses, who operated a liquor store in the vicinity of Mr. Frazier's [sic] home. In this respect, it is interesting to note that the gist of the testimony of these two women was that Mr. Frazier [sic] was intoxicated 97% of the time they knew him; that they sold him from one to five pints of liquor a day, but that they never sold him liquor when he was intoxicated. This type of evidence speaks for itself and no further comment is necessary.
"It is also of interest that throughout this entire hearing the only opinions expressed upon the ability of both Mr. Frazier [sic] and Mr. Perry were that they were both excellent court reporters. The fact that Mr. Frazier [sic] was arrested once during the time he was preparing the transcript in augmentation of the record on appeal in no way changes the conclusion heretofore mentioned.
"While the changes to be made as listed in Exhibit `A' attached hereto are many in number, a study of these changes makes it very clear that, considering them either individually or collectively, they in no way change the substance and nature of either the People's case or the defendant's defense."
APPENDIX II
CHRONOLOGY OF THE PROCEEDINGS RELEVANT TO THE PRESENT APPEAL AND ATTACK ON THE TRANSCRIPT
February 18, 1948. Original informations filed in Los Angeles superior court.
February 20, 1948. Defendant, appearing with his counsel Morris Lavine, was arraigned on the information which charged both defendant and Knowles.
March 5, 1948. Defendant, appearing with his counsel V.L. Ferguson, was arraigned on the amended informations against him and Knowles, and on the information against defendant only. Time to plead continued to March 9.
March 9, 1948. Defendant appeared with his counsel V.L. Ferguson. Mr. Ferguson was relieved. Time to plead continued to March 12.
March 12, 1948. Defendant appeared; the public defender announced, "We have been relieved"; defendant announced and insisted upon his intention to represent himself. He pleaded not guilty.
"Some time during the middle of March" Deputy Public Defender Al Matthews, who had read the transcript of the preliminary hearing, called upon defendant and offered his services. Defendant refused them.
During the latter part of March, April, May, and June, Attorney William Roy Ives visited defendant in jail.
April 29, 1948. Defendant refused the services of the public defender and refused to have Mr. Matthews as legal adviser.
April 30, 1948. At defendant's request Mr. Matthews was appointed to act as legal adviser during the course of the trial.
June 25, 1948. Judgments of conviction rendered. Mr. Matthews' appointment terminated.
Later in 1948, and during 1949, defendant was in correspondence with Mr. Matthews.
In the summer of 1948 Attorney Rosalie S. Asher, at Mr. Matthews' request, visited defendant in San Quentin. Since then she has continued to advise defendant and, at times, to represent him as counsel of record.
November 1, 1948. Defendant's petition for prohibition attacking method of preparation of record filed in California Supreme Court. Denied without opinion November 22, 1948. (Crim. 4950.)
April 11, 1949. Mr. Fraser certified the portion of the reporter's transcript originally prepared by him.
May 10, 1949. Defendant sent to the superior court his written motion and affidavit attacking the transcript.
June 3, 1949. Judge Fricke certified the reporter's transcript.
June 10, 1949. Record on appeal filed in California Supreme Court.
June 15, 1949. The clerk of California Supreme Court wrote to defendant that the transcript had been filed; that Miss Asher had been in his office concerning papers filed by defendant; that if she or some other attorney was not going to represent defendant on appeal and defendant wished the court to appoint counsel he should make written request therefor.
June 30, 1949. Defendant's in propria persona "Notice of Motion for Order of Supreme Court to Order Superior Court to Augment, Correct and Properly Certify Record, to Order a Hearing in the Superior Court," etc., filed in California Supreme Court. Thereafter defendant briefed a purported appeal "from the final order of settlement and certification of Reporter's Transcript" and filed other written motions and argument in support thereof. These matters were disposed of, as hereinafter stated, by opinion of May 19, 1950.
September 21, 1949. At defendant's request, the California Supreme Court appointed Miss Asher as counsel.
September 23, 1949. At defendant's request Miss Asher's appointment was terminated.
May 12, 1950. Petition for habeas corpus attacking transcript filed in California Supreme Court. (Crim. 5110.)
May 19, 1950. People v. Chessman, 35 Cal.2d 455 [218 P.2d 769, 19 A.L.R.2d 1084], dismissed purported appeal from order of certification, granted defendant's motion to augment the reporter's transcript in two respects, and otherwise denied defendant's motions.
June 12, 1950. Petition for rehearing in People v. Chessman and petition for habeas corpus (Crim. 5110) denied without opinion by California Supreme Court.
October 9, 1950. Certiorari denied. Chessman v. California, 340 U.S. 840 [71 S.Ct. 29, 95 L.Ed. 616].
Further unsuccessful attacks on the transcript in the federal courts resulted in denial of certiorari on May 14, 1951. Chessman v. California, 341 U.S. 929 [71 S.Ct. 800, 95 L.Ed. 1359].
Meanwhile defendant continued his attacks on the transcript in the California Supreme Court upon the appeal on the merits and by petition for habeas corpus filed April 6, 1951. (Crim. 5217.)
December 18, 1951. Judgments affirmed. People v. Chessman, 38 Cal.2d 166 [238 P.2d 1001].
January 15, 1952. Rehearing in People v. Chessman and petition for habeas corpus (Crim. 5217) denied without opinion by California Supreme Court.
March 31, 1952. Certiorari denied. Chessman v. California, 343 U.S. 915 [72 S.Ct. 650, 96 L.Ed. 1330]. Rehearing denied, April 28, 1952, 343 U.S. 937 [72 S.Ct. 773, 96 L.Ed. 1344].
Defendant then again attacked the transcript in the federal district court (habeas corpus denied, June 9, 1952), the court of appeals (Chessman v. People (May 28, 1953), 205 F.2d 128), and the United States Supreme Court. Certiorari denied, December 14, 1953, 346 U.S. 916 [74 S.Ct. 278, 98 L.Ed. 412]. Rehearing denied, February 1, 1954, 347 U.S. 908 [74 S.Ct. 430, 98 L.Ed. 1066].
In May, 1954, defendant retained Attorney Berwyn A. Rice.
July 16, 1954. Petition for habeas corpus again attacking transcript filed in California Supreme Court. (Crim. 5632.) Denied without opinion, July 21, 1954.
October 25, 1954. Certiorari denied without prejudice to application for habeas corpus in the federal district court. Chessman v. California, 348 U.S. 864 [75 S.Ct. 85, 99 L.Ed. 681].
January 4, 1955. Petition for habeas corpus dismissed by federal district court. In re Chessman, 128 F.Supp. 600. Affirmed, Chessman v. Teets (April 7, 1955), 221 F.2d 276.
January 31, 1956. After hearing the district court found against defendant's allegations of fraud and inaccuracy in the transcript, and discharged the writ of habeas corpus. Chessman v. Teets, 138 F.Supp. 761. The court of appeals affirmed. Chessman v. Teets (October 18, 1956), 239 F.2d 205.
April 8, 1957. The United States Supreme Court granted certiorari limited to the question "whether, in the circumstances of this case, the state court proceedings to settle the trial transcript ..., in which trial court proceedings petitioner allegedly was not represented in person or by counsel designated by the state court in his behalf, resulted in denying petitioner due process of law, within the meaning of the Fourteenth Amendment." Chessman v. Teets, 353 U.S. 928 [77 S.Ct. 720, 1 L.Ed.2d 722].
June 10, 1957. The federal Supreme Court remanded the cause to the federal district court "with instructions to enter such orders as may be appropriate to allow California a reasonable time within which to take further proceedings not inconsistent with this opinion, failing which the petitioner shall be discharged." (Italics added.) Chessman v. Teets, 354 U.S. 156, 166 [77 S.Ct. 1127, 1 L.Ed.2d 1253].
August 14, 1957. After hearing the federal district court ordered that "The Court allows California until December 1, 1957 to commence the proceedings for settlement of the trial transcript ... At the request of petitioner and for his benefit to allow time for preparation for such proceedings, the court orders that such proceedings shall not commence prior to October 14, 1957."
August 29, 1957. Obedient to the federal court orders and remand, the California Supreme Court vacated its May 19, 1950, order in People v. Chessman, 35 Cal.2d 455 [218 P.2d 769, 19 A.L.R.2d 1084], insofar as such order denied defendant's motion for an order that the superior court grant a hearing and augment, correct, and properly certify the record; recalled its remittitur issued January 21, 1952; vacated its judgment in People v. Chessman, 38 Cal.2d 166 [238 P.2d 1001]; and remanded the cause to the superior court "for further proceedings not inconsistent with the opinion of the United States Supreme Court in Chessman v. Teets (June 10, 1957), 354 U.S. 156 [77 S.Ct. 1127, 1 L.Ed.2d 1253]."
September 10, 1957. On defendant's written motion the superior court ordered him transferred from San Quentin to the Los Angeles County Jail.
September 23 through November 22, 1957. The superior court on 12 occasions heard defendant in connection with his preparation for the resettlement hearings.
November 25, 1957, through February 14, 1958. The resettlement hearings before Judge Evans were had.
February 28, 1958. Judge Evans made his order that the reporter's transcript is substantially correct but that it should be corrected in respects specifically found by him to be immaterial.
April 2, 1958. Federal District Judge Louis E. Goodman denied defendant's "Motion for Hearing and Discharge from Custody." (Civ. 34375.)
May 1, 1958. Judge Evans certified the corrected reporter's transcript on appeal and the transcripts (22 volumes of reporter's transcript and two volumes of clerk's transcript) of the resettlement proceedings.
May 13, 1958. Defendant, in San Quentin, received these transcripts.
June 19, 1958. Corrected reporter's transcript filed in California Supreme Court. The clerk of such court notified defendant that his opening brief, according to rule 37 of the Rules on Appeal, must be served and filed within 30 days.
July 2, 1958. Defendant filed in California Supreme Court a petition for mandate attacking certain aspects of the resettlement proceedings, particularly the 90 changes in the transcript and the order appointing Mr. Fraser as an expert witness which were made in defendant's absence. (L.A. 25061.)
July 14, 1958. Defendant requested California Supreme Court for extension of time to file his opening brief to August 19, 1958.
July 16, 1958. The clerk of California Supreme Court wrote to defendant that the court, before acting on the application for extension of time, wished to know the name and address of the attorney who was to represent defendant on appeal.
July 19, 1958. Defendant wrote to the California Supreme Court clerk that he appeared, and intended to file his opening brief, in propria persona; that he hoped to arrange to have Miss Asher or Mr. A.L. Wirin argue the appeal orally; and that he would vigorously resist any effort of the court to appoint other counsel and did not believe it would be fair to Attorneys Asher and Wirin or to defendant for the court to seek to induce them to become counsel of record.
Mr. Wirin on July 26, 1958, and Miss Asher on July 29, 1958, wrote to the clerk of the California Supreme Court agreeing generally with the position taken by defendant in his letter of July 19.
August 7, 1958. On defendant's application to the California Supreme Court, the time to file his opening brief was extended to August 19, 1958.
August 18, 1958. On defendant's application to the California Supreme Court, time to file opening brief extended to September 3, 1958.
September 2, 1958. Defendant filed in California Supreme Court his opening brief on appeal, attacking both the judgments on the merits and the resettlement proceedings.
October 2, 1958. Chessman v. Superior Court, 50 Cal.2d 835 [330 P.2d 225], granted in part the relief sought by defendant's petition for mandate (L.A. 25061) and ordered a hearing as to the 90 changes.
October 10, 1958. Respondent, on its application to California Supreme Court, granted to October 27, 1958, to file its brief.
October 17 and November 14, 1958. Defendant appeared in the superior court at hearings preparatory to the "re-resettlement" of the transcript.
November 10, 1958. Respondent, on its application to California Supreme Court, granted until ten days after the filing of the "re-resettled" record to file its brief.
November 24 and 25, 1958. The "re-resettlement" hearings were had in the Los Angeles Superior Court.
December 10, 1958. The California Supreme Court without opinion denied defendant's petition for mandate and prohibition attacking the "re-resettlement." (L.A. 25261.)
December 12, 1958. Judge Evans, in defendant's presence, again certified the corrected reporter's transcript on appeal.
December 18, 1958. Transcript received in California Supreme Court.
On affidavit dated December 31, 1958, respondent's time to file its brief in California Supreme Court extended to January 9, 1959.
January 12, 1959. Respondent's brief on the merits of the appeal filed in California Supreme Court.
February 5, 1959. After further correspondence from both parties, the clerk of California Supreme Court advised them that defendant could have until February 10, 1959, to serve and file a supplementary opening brief; respondent could have 30 days to serve and file a reply to such supplementary opening brief; and defendant could have 20 days to serve and file his closing brief.
February 9, 1959. Defendant's supplementary opening brief filed in California Supreme Court.
March 13, 1959. Respondent's brief concerning the record filed in California Supreme Court.
April 7, 1959. On defendant's application (dated at San Quentin March 31, 1959, received in the warden's office on April 2, and filed in the California Supreme Court on April 7, 1959) defendant granted until May 5, 1959, to file closing brief.
April 26, 1959. Motion for leave to file petition for habeas corpus denied. Chessman v. Dickson, 359 U.S. 957 [79 S.Ct. 799, 3 L.Ed.2d 765].
May 4, 1959. Defendant's closing brief filed in California Supreme Court.
May 13, 1959. Pursuant to written request of defendant dated May 1 and received May 4, 1959, and with written consent of respondent dated and received May 13, 1959, oral argument waived and matter submitted to California Supreme Court on the briefs on file.
FootNotes
"Deputy District Attorney Leavy did not engage in any fraudulent or unlawful conduct in the preparation of the transcript ... Shorthand reporter Perry was not unable to properly record the trial proceedings ... Fraser was exceptionally and specially competent to transcribe Perry's notes and did so with fairness and competently.... Leavy made no misrepresentations of any kind to the trial judge as to the accuracy or correctness of the transcript as prepared by Fraser....
"The instructions given by the trial judge to the jury on May 21, 1948 were correctly and accurately reported in the transcript as prepared by Fraser.... The allegation ... that the trial judge stated to the jury on May 21, when instructing them, that `this defendant is one of the wors[t] criminals I have had in my court' is false and perjurious....
"It is not true that the transcript prepared by Fraser had been materially or otherwise altered through the connivance of said Fraser and Leavy ... [N]ot only Fraser and Leavy, but the trial judge as well, endeavored to and did arrange for and completed the transcript in Chessman's case in the best of good faith and with diligence and fairness, so that a fair and correct record could be provided the Supreme Court of California upon Chessman's automatic appeal to that court."
After the filing of the original informations on February 18, 1948, defendant, represented by Morris Lavine, a private attorney, appeared on February 20, 1948. On March 5 and 6, 1948, defendant, represented by V.L. Ferguson, a private attorney, appeared; on the latter date Mr. Ferguson was relieved.
On March 12, 1948, defendant appeared before the master calendar judge for plea. The public defender stated that he had been relieved. Defendant insisted upon representing himself, although the judge strongly advised him against this course. He pleaded not guilty. Both before and after the pleas the judge explicitly and repeatedly told defendant that he must be prepared for trial on the date set and could not expect a continuance on the ground that he or any attorney who might appear for him was not prepared. Defendant waived statutory time for trial. Trial was set for April 26, 1948, on informations which accused both defendant and David Knowles (of People v. Knowles (1950), supra, 35 Cal.2d 175), and for April 29 on an information against defendant alone.
"Some time during the middle of March" Deputy Public Defender Al Matthews visited defendant and offered to represent him. Defendant refused his services.
On April 26, 1948, defendant appeared in propria persona for trial on the informations which accused both him and Knowles. On defendant's motion his cause was severed from that of Knowles and continued to April 29, 1948.
Also on April 26, 1948, defendant delivered to a deputy sheriff a list of the names and addresses of 20 witnesses whom he wished subpoenaed. Two of these witnesses (an official of Folsom State Prison and the chairman of the Adult Authority) resided outside Los Angeles County. On the list appeared a note that the Department of Corrections "Case record of #66565-A CHESSMAN" was "to be produced in court" by the Folsom officer "and to be submitted as evidence by the defense."
With defendant's permission the deputy sheriff delivered the list to Mr. Leavy. Mr. Leavy at once wrote to defendant that the subpoenas for local witnesses would be prepared and delivered to the sheriff for service (and this was done); that to obtain foreign subpoenas defendant must show by affidavit or under oath in court "the necessity of such witnesses as well as the materiality of the testimony."
The affidavit for foreign subpoenas and subpoena duces tecum filed by defendant when he appeared for trial on April 29, 1948, showed a legal theory which defendant proposed to advance; i.e., that he did not commit the alleged sex offenses because he did not have the disposition to commit such offenses (see People v. Jones (1954), 42 Cal.2d 219, 223-225 [5-11] [266 P.2d 38]). But it also showed that defendant proposed to prove this, not by admissible expert psychiatric testimony or by evidence of reputation for lack of sexual abnormality in a heterosexual "community," but by testimony of penological officials who had known defendant in prison and by hearsay documents. We are not impressed by defendant's arguments that he had no opportunity to obtain and present in proper fashion the asserted evidence of his lack of disposition to commit sex crimes. In this connection we observe that from April 30 through the trial defendant had the services of Mr. Matthews and an investigator employed by the public defender.
On direct examination defendant (replying to questions asked by his legal adviser) testified as follows:
"Q. BY MR. MATTHEWS: You have robbed people in the past, have you not? A. That is correct.
"Q. You have been a thief most of your life, have you not? A. I have been a thief most of my life."
Mr. Leavy commenced his cross-examination of defendant by asking, "How much money did you have on you at the time of your arrest?" (About $265 had been stolen some two hours before in the crimes above numbered (14) through (17).) Defendant replied that he had $150 and, in answer to further questions, testified that he had obtained the money by working for his father. Pressed further as to the source of his funds defendant testified that he obtained some money "From a bookie"; that he had not bet with the bookie but "we just had occasion to walk into his establishment and I told him that he had lost on a particular horse" and "he gave us $2300." Mr. Matthews then objected to further questions on this line on the ground that defendant might incriminate himself. Judge Fricke overruled the objection on the ground that "You opened the door." Defendant explained that the bookie "lost because I had a pistol in my hand."
Note that the situation is not the usual one where the "open the gates" argument is invoked because defendant has made over-extensive protestations of his goodness (see People v. Wells (1949), 33 Cal.2d 330, 340 [6] [202 P.2d 53]); rather, defendant here frankly testified on direct examination that he was a robber and a thief and the People then proceeded to introduce evidence of specific instances of his banditry and criminality.
Similarly the testimony of police officers concerning defendant's extrajudicial admissions of his gun fights with the authorities in years prior to the crimes for which he was on trial was not improper impeachment to show that defendant had testified falsely as to matters which could not be proved independently in the case (see People v. Wells, supra, p. 340 [7] of 33 Cal.2d), but rather confirmed testimony which defendant had volunteered, not in answer to specific questions, on cross-examination in connection with the laying of the foundation as to whether the officers had improperly coerced or induced him to make admissions.
"Any person serving a sentence of imprisonment for life without possibility of parole following a conviction under this section as it read prior to the effective date of this act shall be eligible for a release on parole as if he had been sentenced to imprisonment for life with possibility of parole."
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