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PIERCE v. SECURITIES AND EXCHANGE COMMISSION

No. 14901.

239 F.2d 160 (1956)

John PIERCE, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals Ninth Circuit.

December 12, 1956.

Attorney(s) appearing for the Case

John G. Sobieski, Los Angeles, Cal., Edwin J. Dotson, Las Vegas, Nev., for petitioner.

Thomas G. Meeker, Gen. Counsel, S.E. C., Alexander Cohen, Asst. Gen. Counsel, Walter E. Garrigan and David Ferber, Attorneys, S.E.C., Washington, D. C., for respondent.

Before BONE and HAMLEY, Circuit Judges, and ROSS, District Judge.

BONE, Circuit Judge.

On October 28, 1954, petitioner filed with the Securities and Exchange Commission (herein "Commission") an application for registration as a broker or dealer. 15 U.S.C.A. § 78o(b). On November 5, 1954, the Commission ordered that a hearing be held on the question of denial of registration to petitioner, 15 U.S.C.A. § 78o(b), which hearing was held at Los Angeles, California, in November and December 1954. On February 8...

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