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HUGHES v. SECURITIES AND EXCHANGE COMMISSION

No. 9853.

174 F.2d 969 (1949)

HUGHES v. SECURITIES AND EXCHANGE COMMISSION.

United States Court of Appeals District of Columbia Circuit.

Decided May 9, 1949.

Attorney(s) appearing for the Case

Mr. Donald C. McCreery, Denver, Colo., for petitioner.

Mr. Louis Loss, Associate General Counsel, Securities and Exchange Commission, Washington, D. C., with whom Messrs. Roger S. Foster, General Counsel, Securities and Exchange Commission, Alexander Cohen, Arden L. Andresen and Gerald W. Siegel, Attorneys, Securities and Exchange Commission, Washington, D. C. were on the brief, for respondent.

Mr. George F. Shea, Washington, D. C., with whom Mrs. Bertha V. Perry, Denver, Colo., was on the brief, on behalf of Bertha V. Perry, et al., amici curiae, urging reversal.

Before CLARK, PRETTYMAN, and PROCTOR, Circuit Judges.

CLARK, Circuit Judge.

The case is before this court on petition of Arleen W. Hughes, doing business as E. W. Hughes & Company, to review and set aside an order of respondent Securities and Exchange Commission revoking her registration as a broker and dealer.

Petitioner, referred to below as the registrant, has been engaged in the securities business as a broker and dealer since 1928. She is now the sole proprietor...

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