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SECURITIES AND EXCHANGE COM'N v. ASSOCIATED G. & ELEC. CO.

No. 145.

99 F.2d 795 (1938)

SECURITIES AND EXCHANGE COMMISSION v. ASSOCIATED GAS & ELECTRIC CO. et al.

Circuit Court of Appeals, Second Circuit.

November 7, 1938.

Attorney(s) appearing for the Case

Travis, Brownback & Paxton, of New York City (Charles M. Travis, Garrett A. Brownback, and Jesse J. Holland, all of New York City, of counsel), for defendants-appellants.

Chester T. Lane, of Washington, D. C. Gen. Counsel (Lewis M. Dabney, Jr., Milton V. Freeman, and David Ginsburg, all of Washington, D. C., of counsel), for Securities and Exchange Commission.

Before MANTON, AUGUSTUS N. HAND, and CHASE, Circuit Judges.

AUGUSTUS N. HAND, Circuit Judge.

The Securities and Exchange Commission brought the above suit against Associated Gas & Electric Company, hereafter called the "company", to restrain it and other defendants from extending the maturity date of certain of its bonds of an issue known as "5½% Convertible Investment Certificates" maturing on November 15, 1938. During the years 1928 and 1929 approximately $31,000,000 at par of the Investment Certificates were issued...

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