R. J. KOEPPE & CO. v. SECURITIES AND EXCHANGE COM'N

No. 6282.

95 F.2d 550 (1938)

R. J. KOEPPE & CO. et al. v. SECURITIES AND EXCHANGE COMMISSION.

Circuit Court of Appeals, Seventh Circuit.

February 4, 1938.


Attorney(s) appearing for the Case

Edward J. Fleming, of Chicago, Ill., for appellants.

Allen E. Throop, Gen. Counsel, and Thomas J. Lynch, Asst. Gen. Counsel, both of Washington, D. C., Henry Fitts, of Chicago, Ill., and Francis Thornton Greene, of Washington, D. C. (Sam Harris, of counsel), for appellee.

Before EVANS, MAJOR, and TREANOR, Circuit Judges.


The District Court enjoined the defendants from further violations of section 9(a) (1) (2) and (3) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78i(a) (1-3), and section 17 (a) (2) of the Securities Act of 1933, 15 U.S.C.A. § 77q(a) (2), in a suit instituted by the Securities and Exchange Commission. The alleged ground for relief was the charge that the defendants were selling stock to the public without disclosing that the prices had been artificially...

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