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IN RE SECURITIES AND EXCHANGE COMMISSION

No. 395.

84 F.2d 316 (1936)

In re SECURITIES AND EXCHANGE COMMISSION.

Circuit Court of Appeals, Second Circuit.

June 1, 1936.

Attorney(s) appearing for the Case

Abraham M. Lowenthal, of New York City (Murray Halwer, of Brooklyn, N. Y., of counsel), for appellants.

John J. Burns, Gen. Counsel, Securities and Exchange Commission, of Washington, D. C. (William W. Prager and Irving J. Galpeer, both of New York City, and Stuart K. Barnes, of New York City, of counsel), for petitioner-appellee.

Before MANTON, SWAN, and CHASE, Circuit Judges.

MANTON, Circuit Judge.

The appellee, acting under the authority of section 21 (a) and (b) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78u (a, b), on November 16, 1935, had ordered that an investigation be made to determine whether Pirnie Simons & Company, Inc., had violated, or were about to violate, section 9 (a) (1-5) of the act, 15 U.S.C.A. § 78i (a) (1-5), in transactions in the stock of Dictograph Products Company, Inc. The order appointed...

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