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U.S. v. PETERSON

Nos. 12-CR-224, 12-CV-2033

UNITED STATES OF AMERICA, v. GARTH PETERSON, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. GARTH RONALD PETERSON, Defendant.

United States District Court, E.D. New York.

April 26, 2012.

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Richard Hong , Securities & Exchange Commission.

MEMORANDUM & ORDER ON PLEA AND PROPOSED SETTLEMENT AGREEMENT

JACK B. WEINSTEIN, Senior District Judge.

The defendant in the criminal case, 12-CR-224, pleaded guilty on April 25, 2012 to a security violation — namely, conspiracy to circumvent internal controls, 18 U.S.C. § 371. A sentencing hearing will be held on July 17, 2012 at 10:00 a.m. The United States Probation Department shall prepare the pre-sentence report as soon as is practicable...

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