RAFTON v. RYDEX SERIES FUNDS

No. 10-CV-01171 LHK.

JAMES RAFTON, TRUSTEE OF THE JAMES & CYNTHIA RAFTON TRUST, et al., Plaintiffs, v. RYDEX SERIES FUNDS, ET AL., Defendants.

United States District Court, N.D. California, San Jose Division.

February 10, 2012.


Attorney(s) appearing for the Case

James Rafton, Trustee of the James and Cynthia Rafton Trust, Plaintiff, represented by Kevin Harvey Lewis , Sparer Law Group.

James Rafton, Trustee of the James and Cynthia Rafton Trust, Plaintiff, represented by Alan William Sparer , Sparer Law Group.

James Rafton, Trustee of the James and Cynthia Rafton Trust, Plaintiff, represented by James Shimenga Nabwangu , Sparer Law Group.

James Rafton, Trustee of the James and Cynthia Rafton Trust, Plaintiff, represented by Marc Haber , Sparer Law Group.

James Darst, Jr., Plaintiff, represented by Alan William Sparer , Sparer Law Group.

James Darst, Jr., Plaintiff, represented by Kevin Harvey Lewis , Sparer Law Group.

James Darst, Jr., Plaintiff, represented by Marc Haber , Sparer Law Group.

Rydex Series Funds, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Rydex Series Funds, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Rydex Series Funds, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Rydex Series Funds, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Padco Advisors Inc., doing business as Rydex Investments, Inc., Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Padco Advisors Inc., Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Padco Advisors Inc., Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Padco Advisors Inc., Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Rydex Distributors, Inc., Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Rydex Distributors, Inc., Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Rydex Distributors, Inc., Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Rydex Distributors, Inc., Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Richard M. Goldman, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Richard M. Goldman, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.x

Richard M. Goldman, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Richard M. Goldman, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Carl G. Verboncoeur, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Carl G. Verboncoeur, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Carl G. Verboncoeur, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Carl G. Verboncoeur, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

John O. Demaret, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

John O. Demaret, Defendant, represented by David Christopher Blickenstaff, , Schiff Hardin LLP, Pro Hac Vice.

John O. Demaret, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

John O. Demaret, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

John O. Demaret, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Nick Bonos, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Nick Bonos, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Nick Bonos, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Nick Bonos, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Michael P. Byrum, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Michael P. Byrum, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Michael P. Byrum, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Michael P. Byrum, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Corey A. Colehour, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Corey A. Colehour, Defendant, represented by David Christopher Blickenstaff , Schiff Hardin LLP, Pro Hac Vice.

Corey A. Colehour, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Corey A. Colehour, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Corey A. Colehour, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

J. Kenneth Dalton, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

J. Kenneth Dalton, Defendant, represented by David Christopher Blickenstaff , Schiff Hardin LLP, Pro Hac Vice.

J. Kenneth Dalton, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

J. Kenneth Dalton, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

J. Kenneth Dalton, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Werner E. Keller, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Werner E. Keller, Defendant, represented by David Christopher Blickenstaff , Schiff Hardin LLP, Pro Hac Vice.

Werner E. Keller, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Werner E. Keller, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Werner E. Keller, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Thomas F. Lydon, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Thomas F. Lydon, Defendant, represented by David Christopher Blickenstaff , Schiff Hardin LLP, Pro Hac Vice.

Thomas F. Lydon, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Thomas F. Lydon, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Thomas F. Lydon, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Patrick T. McCarville, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.

Patrick T. McCarville, Defendant, represented by David Christopher Blickenstaff , Schiff Hardin LLP, Pro Hac Vice.

Patrick T. McCarville, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Patrick T. McCarville, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Patrick T. McCarville, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.

Roger Somers, Defendant, represented by Christopher Craighead Bridwell , Schiff Hardin LLP.x

Roger Somers, Defendant, represented by David Christopher Blickenstaff , Schiff Hardin LLP, Pro Hac Vice.

Roger Somers, Defendant, represented by David A. Kotler , Dechert LLP, Pro Hac Vice.

Roger Somers, Defendant, represented by Matthew Lloyd Larrabee , Dechert LLP.

Roger Somers, Defendant, represented by Michael K. Wolensky , Schiff Hardin, LLP, Pro Hac Vice.


[PROPOSED] FINAL JUDGMENT AND ORDER OF DISMISSAL

LUCY H. KOH, District Judge.

This Court having considered: the Stipulation and Agreement of Settlement dated July 28, 2011, including all Exhibits thereto (the "Stipulation"), between James Rafton and James Darst, Jr. ("Lead Plaintiffs"), on behalf of themselves and the Class, and Rydex Series Funds, Padco Advisors Inc. d/b/a Rydex Investments, Inc., Rydex Distributors, Inc., (collectively...

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