SECURITIES AND EXCHANGE COMMISSION v. PAGE

No. 1:16-CV-1391 TJM/CFH.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. EDGAR R. PAGE and PAGEONE FINANCIAL INC., Defendants.

United States District Court, N.D. New York.

May 24, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 80a-3
Cause: 15 U.S.C. § 80a-3 Investment Company Act of 1940
Nature of Suit: 850 Securities / Commodities
Source: PACER


Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Andrew M. Calamari , U.S. Securities & Exchange Commission.

Securities and Exchange Commission, Plaintiff, represented by John J. Graubard , Securities & Exchange Commission & Judith A. Weinstock , U.S. Securities & Exchange Commission.

Edgar R. Page, Defendant, Pro Se.

PageOne Financial, Inc., Defendant, represented by Richard S. Gora , Gora LLC.


JUDGMENT ENFORCING COMMISSION ORDER

The Plaintiff Securities and Exchange Commission (the "Commission") having applied to the Court for a Judgment pursuant to Section 209(d) of the Investment Advisers Act of 1940 ("Advisers Act"), 15 U.S.C. § 80b-9(d), enforcing compliance by the Defendants Edgar...

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