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SECURITIES AND EXCHANGE COMMISSION v. BERNATH

No. 3:15CV485.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LONNY S. BERNATH, Defendant.

United States District Court, W.D. North Carolina, Charlotte Division.

February 8, 2017.

Editors Note
Applicable Law: 12 U.S.C. § 22
Cause: 12 U.S.C. § 22 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities & Exchange Commission, Plaintiff, represented by Joshua Andreas Mayes , United States Securities & Exchange Commission.

Lonny S Bernath, Defendant, represented by Robert Jay Mottern , Davis, Gillett, Mottern & Sims, LLC, pro hac vice.

ORDER

This matter is before the Court upon the Securities and Exchange Commission's Motion to Set Disgorgement and a Civil Penalty. A hearing was held in this matter on October 20, 2016. At the conclusion of the hearing, the Court directed the parties to file supplemental briefs. The parties have filed...

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