MILLER v. STIFEL, NICOLAUS & CO., INC.

Civ. No. 10-1258 (JJK).

812 F.Supp.2d 975 (2011)

Leslie Ingram MILLER, Plaintiff, v. STIFEL, NICOLAUS & COMPANY, INC., Defendant.

United States District Court, D. Minnesota.

September 20, 2011.


Attorney(s) appearing for the Case

Leslie Ingram Miller , Edina, MN, pro se.

Angela Beranek Brandt , Caryn A. Boisen , Larson King, LLP, St. Paul, MN, Josef S. Glynias , Kate M. Heideman , Robert J. Tomaso , Husch Blackwell Sanders LLP, St. Louis, MO, for Defendant.


MEMORANDUM OPINION AND ORDER

JEFFREY J. KEYES, United States Magistrate Judge.

INTRODUCTION

Plaintiff Leslie Ingram Miller sued Defendant Stifel Financial Corp./Stifel, Nicolaus & Co., Inc. ("Stifel"), on various claims arising out of the 2008 termination of her employment from Stifel. She claims that Stifel violated the Sarbanes-Oxley Act ("SOX") and the Minnesota Whistleblower Act ("MWA") by discharging her in retaliation for her complaints...

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