S.E.C. v. STEFFES

Case No. 10-CV-6266.

805 F.Supp.2d 601 (2011)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Rex C. STEFFES, Cliff M. Steffes, Rex R. Steffes, Bret W. Steffes, Robert J. Steffes, and W. Gary Griffiths, Defendants.

United States District Court, N.D. Illinois, Eastern Division.

August 3, 2011.


Attorney(s) appearing for the Case

Robert MacDonald Moye , Scott B. Tandy , Steven C. Seeger , U.S. Securities & Exchange Commission, Chicago, IL, for Plaintiff.

Constantine John Gekas , John Constantine Gekas , Gekas Law LLP, Simon B. Auerbach , Steffanie N. Garrett , Thomas R. Woodrow , Holland and Knight, LLP, Chicago, IL, David Dawson Burns , Gilbert Lee Feltel , Thomas Edward Bishop , Tanner Bishop , Jacksonville, FL, for Defendants.


MEMORANDUM OPINION AND ORDER

ROBERT M. DOW, JR., District Judge.

Before the Court are motions [29, 36] filed by Defendants W. Gary Griffiths ("Gary Griffiths") and the Steffes Family Defendants to dismiss the complaint [1] brought by the Securities Exchange Commission ("SEC") pursuant to Federal Rule of Civil Procedure 12(b)(6). For the reasons stated below, Defendants' motions to dismiss are respectfully denied...

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