S.E.C. v. BROWN

No. 10-2479.

658 F.3d 858 (2011)

SECURITIES AND EXCHANGE COMMISSION, Appellee, v. Sherwin P. BROWN, Appellant.

United States Court of Appeals, Eighth Circuit.

Filed: October 13, 2011.


Attorney(s) appearing for the Case

Sherwin P. Brown , pro se.

Leslie Elizabeth Smith , David M. Becker , Mark D. Cahn , Michael A. Conley , Washington, DC, for appellee.

Before LOKEN, MURPHY, and COLLOTON, Circuit Judges.


PER CURIAM.

Sherwin Brown is the President and fifty-percent owner of Jamerica Financial, Inc. ("Jamerica"), a Minneapolis-based registered investment adviser. Between May 2004 and January 2006, fifty-three clients invested $1.62M in Brawta Ventures, LLC ("Brawta"), a private investment fund organized by Brown. In March 2006, after a brief but intense investigation, the Securities and Exchange Commission (SEC) commenced this civil enforcement action against Brown...

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