MEN & WOMEN AGAINST DISCRIMINATION v. THE FAMILY PROTECTION SERVICES BOARD No. 35558.
MEN & WOMEN AGAINST DISCRIMINATION, A WEST VIRGINIA CORPORATION, Plaintiff Below, Appellee, v. THE FAMILY PROTECTION SERVICES BOARD, JUDI BALL, BARBARA HAWKINS, KATHIE KING, JUDY KING SMITH, AND LORA MAYNARD, Defendants Below, Appellants.
Supreme Court of Appeals of West Virginia, January 2011 Term.
Filed: May 26, 2011
Darryl V. McGraw, Jr., Esq. Attorney General State of West Virginia Charleston, West Virginia
and Robert M. Bastress, Jr., Esq. Special Assistant Attorney General Morgantown, West Virginia Attorneys for Appellants
Harvey D. Peyton, Esq. Peyton Law Firm, PLLC Nitro, West Virginia Attorney for Appellee
William D. Turner, Esq. Pyles & Turner, LLP Lewisburg, West Virginia Attorney for Amicus Curiae West Virginia Coalition Against Domestic Violence, Inc., National Network to End Domestic Violence, Domestic Violence Legal Empowerment and Appeals Project, and Battered Women's Justice Project
Helen Gerostathos Guyton, Esq. Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C. Washington, District of Columbia Attorneys for Amici Curiae National Network to End Domestic Violence, Domestic Violence Legal Empowerment and Appeals Project, and Battered Women's Justice Project
The Opinion of the Court was delivered PER CURIAM.
The appellants herein and defendants below, the Family Protection Services Board ("the Board"), Judy King Smith, Chairperson of the Board, Judi Ball, Secretary/Treasurer of the Board, and Kathie King, Lora Maynard and Barbara Hawkins, all members of the Board (jointly "the Appellants"), appeal from the entry of summary judgment against them by the Circuit Court of Kanawha County, West Virginia. The Board is a public body created by the West Virginia Domestic Violence Act, West Virginia Code §§ 48-26-101 to -1101 (2009 & Supp. 2010) ("WVDVA"). Among other things, the Board is charged with establishing and enforcing standards for the licensure of all domestic violence shelters and family protection programs in West Virginia, and funding such shelters and programs once they become licensed. W. Va. Code § 48-26-401. The Board is also charged with licensing programs to treat perpetrators of domestic violence. Id. at § 48-26-404.
Respondent herein and plaintiff below, Men and Women Against Discrimination ("MAWAD"), describes itself as
In June 2008, MAWAD filed a Complaint in the Circuit Court of Kanawha County alleging that the Appellants are implementing the WVDVA in a discriminatory manner and seeking to enjoin them from distributing funds to shelters and family protection programs until the alleged discriminatory practices have been addressed. On October 2, 2009, the circuit court entered summary judgment in favor of MAWAD, rendering "null and void" three legislative rules promulgated by the Board: C.S.R. §§ 191-2-1, 191-2-4.11 and 191-3-3 (2003). After fully reviewing this matter,
I. FACTS AND PROCEDURAL HISTORY
MAWAD does not allege any actual instances of discrimination; rather, it challenges the Board's legislative rules as discriminatory on their face and, therefore, in conflict with the legislative intent underlying the WVDVA. Accordingly, a review of the WVDVA and the Board's legislative rules implementing that Act is necessary.
The Board, which is legislatively established by the WVDVA, consists of five members who are charged with facilitating "the formation and operation of shelters," establishing a system of licensure for shelters and family protection programs, and evaluating shelters and programs annually. W. Va. Code §§ 48-26-401(3), (9), (11) & (13). A "shelter" is "a licensed domestic violence shelter created for the purpose of receiving, on a temporary basis, persons who are victims of domestic violence, abuse or rape as well as the children of such victims." Id. at § 48-26-204. A "family protection program" is a "licensed domestic violence program offered by a locally controlled organization primarily for the purpose of providing services to victims of domestic violence or abuse and their children." Id. at § 48-26-206.
The Board is further charged with distributing proceeds from a special revenue fund, known as the West Virginia Family Protection Fund, to licensed shelters and family protection programs. Id. at §§ 48-26-401(12) & -601. Shelters and family protection programs that apply for such funding must meet certain criteria. Among other things, shelters and family protection programs must be incorporated as non-profits, have boards of directors, receive at least 55% of their funding from sources other than the Board, and require their employees and volunteers to maintain confidentiality about the individuals they serve. Id. at § 48-26-601(b)(2)-(5). Importantly, a shelter or program may not be funded, or will lose funding, if it discriminates on the basis of "race, religion, age, sex, marital status, national origin or ancestry." Id. at § 48-26-601(c) (emphasis added).
In addition to licensing and funding domestic violence shelters and family protection programs, the Board is also charged with regulating "programs of intervention for perpetrators of domestic violence" ("PIPs"). W. Va. Code § 48-26-404(a). Among other things, the Board must establish "criteria concerning a perpetrator's appropriateness for the program," "systems for communication and evaluation among the referring court, the public and private agencies that provide programs for victims of domestic violence and the programs of intervention for perpetrators," and "required qualifications concerning education, training and experience for providers of intervention programs." Id. at § 48-26-404(b). Furthermore, as with domestic violence shelters, the Board is charged with issuing annual licenses to providers of PIPs. Id. at § 48-26-405.
To accomplish these goals, the WVDVA authorizes the Board to promulgate a series of legislative rules. Id. at § 48-26-403. "A regulation that is proposed by an agency and approved by the Legislature is a `legislative rule' as defined by the State Administrative Procedures Act, W. Va. Code, 29A-1-2(d) , and such a legislative rule has the force and effect of law." Syl. Pt. 5, Smith v. W. Va. Human Rights Comm'n, 216 W.Va. 2, 602 S.E.2d 445 (2004). The rules promulgated by the Board, which have been approved by the Legislature, are found at West Virginia Code of State Rules ("C.S.R.") §§ 191-1 to -5.
Pursuant to the Board's legislative rules, all family protection programs, domestic violence shelters and PIPs must be licensed by the Board in order to provide services to domestic violence victims or perpetrators in West Virginia. W. Va. C.S.R. § 191-1-5. The Board may seek an injunction against any organization attempting to provide such services without a license. Id. at § 191-1-5.1e. Moreover, the Board must conduct annual evaluations of all programs, shelters and PIPs, and it retains the authority to revoke licenses or otherwise suspend such organizations. Id. at §§ 191-1-5.3 & 5.6.
West Virginia Code of State Rules § 191-2-3 sets forth the requirements that family protection programs must meet in order to be licensed. Among other things, family protection programs must provide services including case management, advocacy, counseling and referral to other community resources. Id. at § 191-2-3.1.f. Furthermore, such programs must be governed by a board of directors and meet certain requirements with regard to their paid staff. Id. at § 191-2-3.2. Of importance to this case, a family protection program will not be licensed unless "at least one-third of its direct service providers are certified by the West Virginia Coalition Against Domestic Violence as Domestic Violence Advocates." Id. at § 191-2-3.2.k.12 (emphasis added). To be a "domestic violence advocate," a person must be "approved by the Board of Directors of West Virginia Coalition Against Domestic Violence as meeting the eligibility standards outlined in the Coalition's Domestic Violence Advocate Certification Program." Id. at § 191-2-2.2.
In addition to meeting the criteria set forth for family protection programs, shelters must meet certain additional standards to be licensed. Id. at § 191-2-4. For example, shelters must meet applicable state and federal health and safety standards, id. at § 191-2-4.3, and provide comfortable and hygienic facilities for the residents. Id. at §§ 191-2-4.4 to -4.10. Of particular importance in this case, shelters
Id. at § 191-2-4.11 (emphasis added).
Finally, C.S.R. § 191-3-3 sets forth requirements for the licensure of PIPs. Like shelters, PIPs must have a board of directors and their staff must meet certain qualifications. For example, "individuals providing professional or therapeutic counseling, and/or professional social work" must have "appropriate credentials and [be] licensed when applicable." Id. at § 191-3-3.2.k.11. Moreover, all educators and facilitators at PIPs "shall have a minimum of 30 hours of training approved by the Board," which is to include training on several principles. Id. at § 191-3-3.3.a. The training must include information on lethality assessments for risks of homicide; state and federal domestic violence laws; the role of a facilitator in a group; the effects of domestic violence on victims and their children; and "the dynamics of domestic violence within the context of power and control." Id. In addition, the training shall include "[t]he understanding that domestic violence is deeply rooted in historical attitudes toward women and is intergenerational." Id. at § 191-3-3.3.a.3 (emphasis added).
In the instant case, MAWAD contends that several of the regulations promulgated by the Board conflict with the legislative intent underlying the WVDVA, both by discriminating on the basis of gender in shelters and PIPs and by infringing on MAWAD's First Amendment free speech rights. Specifically, MAWAD asserts that the regulations governing the licensure of shelters discriminate against male victims of domestic violence because men are treated as a "special needs population" for whom alternative lodging may be sought. It further argues that the regulations governing the licensure of PIPs is discriminatory, because it requires employees of PIPs to undergo training that includes the "understanding that domestic violence is deeply rooted in historical attitudes towards women and is intergenerational."
Finally, MAWAD contests the requirement that, to be licensed, one-third of a family protection program's direct service providers must be certified "domestic violence advocates," because such certification is available only through a private organization, the West Virginia Coalition Against Domestic Violence ("the Coalition"). As stated in the Complaint, MAWAD contends:
Thus, MAWAD asserts that the Board's legislative rule requiring one-third of a family protection program's direct service providers to be licensed domestic violence advocates violates MAWAD's First Amendment free speech rights.
After MAWAD filed its Complaint in the circuit court, the parties engaged in discovery and, in June 2009, filed cross-motions for summary judgment. In their motion, the Appellants challenged MAWAD's standing to bring these claims. The circuit court rejected this argument, however, finding that standing exists in this case because, "[s]tanding requirements are relaxed in First Amendment cases where `an overbroad statute [acts] to `chill' the exercise of rights guaranteed protection.' United States v. Blaszak, 349 F.3d 881, 888 (6th Cir. 2003)." The circuit court additionally concluded that several sections of the Board's legislative rules conflict with the legislative intent expressed in the WVDVA, because they require licensed shelters and PIPs to engage in sex discrimination. The circuit court concluded its order by rendering three specific rules null and void, stating:
The Appellants now appeal from this October 2, 2009, order entering summary judgment in favor of MAWAD.
II. STANDARD OF REVIEW
This case is before this Court on appeal of the circuit court's entry of summary judgment in favor of MAWAD. "A circuit court's entry of summary judgment is reviewed de novo." Syl. Pt. 1, Painter v. Peavy, 192 W.Va. 189, 451 S.E.2d 755 (1994).
In considering the validity of legislative rules promulgated by the Board, we give those rules the same weight as we would give a statute.
As a threshold issue, this Court must consider whether MAWAD has standing to bring these claims. "Standing is a jurisdictional requirement that cannot be waived, and may be brought up at any time in a proceeding." Franklin D. Cleckley, Robin J. Davis & Louis J. Palmer, Jr., Litigation Handbook on West Virginia Rules of Civil Procedure § 12(b), at 21 (Supp. 2004). Although the Appellants do not assign error in this appeal to the circuit court's ruling on standing, this Court must address this issue nonetheless.
Syl. Pt. 2, James M.B. v. Carolyn M., 193 W.Va. 289, 456 S.E.2d 16 (1995); see also State ex rel. Abraham Linc Corp. v. Bedell, 216 W.Va. 99, 111, 602 S.E.2d 542, 554 (2004) (Davis, J., concurring) ("The decisions of this Court and other jurisdictions have pointed out that an appellate court has the inherent authority and duty to sua sponte address the issue of standing, even when the parties have failed to raise the issue at the trial court level or during a proceeding before the appellate court.").
"[S]tanding is defined as `[a] party's right to make a legal claim or seek judicial enforcement of a duty or right.'" Findley v. State Farm Mut. Auto. Ins. Co., 213 W.Va. 80, 94, 576 S.E.2d 807, 821 (2002) (quoting Black's Law Dictionary 1413 (7th ed.1999)).
Syl. Pt. 2, Doering v. City of Ronceverte, ___ W. Va. ___, ___ S.E.2d ___, 2011 WL 197428 (W. Va. Jan. 20, 2011) (emphasis added).
In the instant case, this Court must determine whether MAWAD has suffered an "injury in fact" that is "concrete and particularized" and "actual or imminent and not conjectural and hypothetical." Id. In a seminal case governing standing, the United States Supreme Court explained that "[b]y particularized, we mean that the injury must affect the plaintiff in a personal and individual way." Lujan v. Defenders of Wildlife, 504 U.S. 555, 560 n.1 (1992). MAWAD, however, does not assert that it or any of its members have actually suffered any injury as the result of the Board's allegedly discriminatory rules. Indeed, MAWAD fails to allege even a single instance of discrimination. Moreover, MAWAD has not been refused a license or funding by the Board because MAWAD has never actually applied for such. Thus, MAWAD has failed to set forth a concrete and particularized injury which is actual and imminent. See Doering, 2011 WL 197428, at Syl. Pt. 2.
The circuit court, however, found that MAWAD has standing in this case because the Board's legislative rules effectively "chill" MAWAD's speech, thus violating MAWAD's rights under the First Amendment to the United States Constitution.
To support this position, the circuit court relied on a line of federal cases which hold that standing requirements can be relaxed when a plaintiff challenges an overbroad statute that "chills" free speech. See, e.g., Forsyth County, Ga. v. Nationalist Movement, 505 U.S. 123, 129-30 (1992). The circuit court cited to Dambrot v. Cent. Michigan Univ., 55 F.3d 1177 (6th Cir. 1995), which explains that the "overbreadth doctrine provides an exception to the traditional rules of standing and allows parties not yet affected by a statute to bring actions under the First Amendment based on a belief that a certain statute is so broad as to `chill' the exercise of free speech and expression." Id. at 1182 (citations omitted). Thus, "[a] statute is unconstitutional on its face on overbreadth grounds if there is `a realistic danger that the statute itself will significantly compromise recognized First Amendment protections of parties not before the court. . . .'" Id. (quoting Members of City Council v. Taxpayers for Vincent, 466 U.S. 789, 801 (1984)).
While a plaintiff such as MAWAD may have standing to challenge an overbroad statute or rule, despite the absence of a concrete and particularized injury, when such statute or rule serves to chill the plaintiff's speech, the circuit court erred in finding that standing exists in this case. Put simply, nothing in the Board's legislative rules "chills" protected speech by MAWAD or anyone else. See Martin v. U. S. Envtl. Prot. Agency, 271 F.Supp.2d 38, 47 (D.D.C. 2002) (explaining that speech is chilled "when an otherwise willing speaker is prevented from speaking, or cajoled into no longer speaking, by government conduct."). MAWAD may publically espouse any view it desires without facing any repercussion from the Board.
Although we reverse the circuit court's entry of summary judgment on the basis of standing, we further conclude that its decision to render three of the Board's legislative rules "null and void" lacked any legal basis. In its final order, the circuit court invalidated C.S.R. §§ 191-2-1, 191-2-4.11, and 191-3-3, finding that each conflicted with the express intention of the Legislature and chilled MAWAD's speech.
Of the three sections of the Board's legislative rules invalidated by the circuit court, only one permits licensed facilities to differentiate between victims of domestic violence on the basis of sex. Specifically, C.S.R. § 191-2-4.11, which requires shelters to have a written process for obtaining alternative housing for special needs populations, addresses the fact that adult and adolescent males may require special accommodation when seeking shelter from domestic violence. Nothing in that section requires that adult and adolescent males be housed in separate facilities; rather, in promulgating the rule, the Board recognized that not all shelters will be equipped to provide facilities that can accommodate both male and female victims while meeting the privacy and safety concerns of both groups. The record in this case indicates that the majority of victims of domestic violence who seek shelter at licensed facilities in West Virginia are women.
Indeed, contrary to MAWAD's assertions, C.S.R. § 191-2-4.11 actually mandates that all victims of domestic violence receive appropriate accommodation when seeking shelter by forbidding licensed providers from turning away adult and adolescent males merely because the shelter lacks adequate facilities to house them.
The circuit court similarly lacked any basis for invalidating C.S.R. § 191-3-3, which requires that service providers in PIPs receive instruction on, among other things, "the understanding that domestic violence is deeply rooted in historical attitudes toward women and is intergenerational." Id. at § 191-3-3.3.a.3.
Moreover, in promulgating C.S.R. § 191-3-3, the Board is exercising its own ability to express a message it considers important; because it is a legislative rule, the Legislature has sanctioned this message as well. See Smith, 216 W.Va. 2, 602 S.E.2d 445, Syl. Pt. 5. Governments routinely take positions on issues with which some members of the public disagree and doing so does not discriminate against the dissenter or otherwise violate his rights. See, e.g., Rust v. Sullivan, 500 U.S. 173, 193 (1991) ("The Government can, without violating the Constitution, selectively fund a program to encourage certain activities it believes to be in the public interest, without at the same time funding an alternative program which seeks to deal with the problem in another way. In so doing, the Government has not discriminated on the basis of viewpoint; it has merely chosen to fund one activity to the exclusion of the other."). While MAWAD may disagree with the Board's decision to require instruction on the historical nature of domestic violence, such disagreement does not annul the Board's validly promulgated legislative rule requiring such instruction. Consequently, the circuit court erred by invalidating C.S.R. § 191-3-3 as conflicting with the expressed intent of the legislature.
For the reasons set forth herein, the final order of the Circuit Court of Kanawha County, West Virginia, entered on October 2, 2009, is reversed and the case is remanded with directions to the circuit court to enter an order dismissing the action for lack of standing.
Reversed and remanded with directions.
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