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SECURITIES AND EXCHANGE COMMISSION v. JANUS SPECTRUM LLC

No. CV-15-609-PHX-SMM.

Securities and Exchange Commission, Plaintiff, v. Janus Spectrum LLC, et al., Defendants.

United States District Court, D. Arizona.

February 16, 2016.

Attorney(s) appearing for the Case

United States Securities and Exchange Commission, Plaintiff, represented by David Van Havermaat , Securities & Exchange Commission, Donald Werner Searles , Securities & Exchange Commission & Sana Muttalib , Securities & Exchange Commission.

Janus Spectrum LLC, Defendant, represented by Thomas E Littler , Thomas E Littler Esq.

David Alcorn, Defendant, represented by Thomas E Littler , Thomas E Littler Esq.

Kent Maerki, Defendant, Pro Se.

Dominion Private Client Group LLC, Defendant, represented by Keith Beauchamp , Coppersmith Brockelman PLC, Timothy Coley , Buckley Sandler LLP & Tom Sporkin , Buckley Sandler LLP.

Janus Spectrum Group LLC, Defendant, represented by Keith Beauchamp , Coppersmith Brockelman PLC, Timothy Coley , Buckley Sandler LLP & Tom Sporkin , Buckley Sandler LLP.

Spectrum Management LLC, Defendant, represented by Keith Beauchamp , Coppersmith Brockelman PLC, Timothy Coley , Buckley Sandler LLP & Tom Sporkin , Buckley Sandler LLP.

Spectrum 100 LLC, Defendant, represented by Keith Beauchamp , Coppersmith Brockelman PLC, Timothy Coley , Buckley Sandler LLP & Tom Sporkin , Buckley Sandler LLP.

Spectrum 100 Management LLC, Defendant, represented by Keith Beauchamp , Coppersmith Brockelman PLC, Timothy Coley , Buckley Sandler LLP & Tom Sporkin , Buckley Sandler LLP.

Prime Spectrum LLC, Defendant, represented by Keith Beauchamp , Coppersmith Brockelman PLC, Timothy Coley , Buckley Sandler LLP & Tom Sporkin , Buckley Sandler LLP.

Prime Spectrum Management LLC, Defendant, represented by Keith Beauchamp , Coppersmith Brockelman PLC, Timothy Coley , Buckley Sandler LLP & Tom Sporkin , Buckley Sandler LLP.

Daryl G Bank, Defendant, represented by Keith Beauchamp , Coppersmith Brockelman PLC, Timothy Coley , Buckley Sandler LLP & Tom Sporkin , Buckley Sandler LLP.

Premier Spectrum Group PMA, Defendant, Pro Se.

Bobby D Jones, Defendant, Pro Se.

Innovative Group PMA, Defendant, represented by Dennis L Roossien, Jr. , Munsch Hardt Kopf & Harr PC, James M McGee , Munsch Hardt Kopf & Harr PC, Michael S Rubin , Dickinson Wright PLLC, Phillip C Appenzeller , Munsch Hardt Kopf & Harr PC & William L Novotny , Dickinson Wright PLLC.

Premier Group PMA, Defendant, represented by Dennis L Roossien, Jr. , Munsch Hardt Kopf & Harr PC, James M McGee , Munsch Hardt Kopf & Harr PC, Michael S Rubin , Dickinson Wright PLLC, Phillip C Appenzeller , Munsch Hardt Kopf & Harr PC & William L Novotny , Dickinson Wright PLLC.

Prosperity Group PMA, Defendant, represented by Dennis L Roossien, Jr. , Munsch Hardt Kopf & Harr PC, James M McGee , Munsch Hardt Kopf & Harr PC, Michael S Rubin , Dickinson Wright PLLC, Phillip C Appenzeller , Munsch Hardt Kopf & Harr PC & William L Novotny , Dickinson Wright PLLC.

Terry W Johnson, Defendant, represented by Dennis L Roossien, Jr. , Munsch Hardt Kopf & Harr PC, James M McGee , Munsch Hardt Kopf & Harr PC, Michael S Rubin , Dickinson Wright PLLC, Phillip C Appenzeller , Munsch Hardt Kopf & Harr PC & William L Novotny , Dickinson Wright PLLC.

Raymon G Chadwick, Jr., Defendant, represented by Dennis L Roossien, Jr. , Munsch Hardt Kopf & Harr PC, James M McGee , Munsch Hardt Kopf & Harr PC, Michael S Rubin , Dickinson Wright PLLC, Phillip C Appenzeller , Munsch Hardt Kopf & Harr PC & William L Novotny , Dickinson Wright PLLC.

ASSET FREEZE ORDER

Pending before the Court is Plaintiff Securities and Exchange Commission's ("SEC") notice of application and application for an asset freeze order. (Doc. 88.) The SEC applies for an order to freeze the assets of Defendants Janus Spectrum LLC ("Janus Spectrum"), David Alcorn...

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