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HADDOCK v. NATIONWIDE LIFE INSURANCE CO.

No. 3:01-cv-1552 (SRU).

LOU HADDOCK, as trustee of the Flyte Tool & Die Company, Inc. 401-K Profit Sharing Plan, et al., Plaintiffs, v. NATIONWIDE LIFE INSURANCE CO., and NATIONWIDE FINANCIAL SERVICES, INC., Defendants.

United States District Court, D. Connecticut.

April 9, 2015.

Attorney(s) appearing for the Case

Lou Haddock, trustee of Flyte Tool & Die, Inc Deferred Compensation Plan, Plaintiff, represented by Antonio Ponvert, III , Koskoff, Koskoff & Bieder, P.C., Marc R. Stanley , Stanley Law Goup, Martin Woodward , Stanley Law Goup, Neal A. DeYoung , Koskoff, Koskoff & Bieder, P.C., Richard A. Bieder , Koskoff, Koskoff & Bieder, P.C., Roger L. Mandel , Lackey Hershman LLP & William M. Bloss , Koskoff, Koskoff & Bieder, P.C..

Peter Wiberg, Trustee, Crown Tool & Die Co. Inc. Salary Deferral Profit Sharing, Plaintiff, represented by Marc R. Stanley , Stanley Law Goup, Martin Woodward , Stanley Law Goup, Roger L. Mandel , Lackey Hershman LLP, Samuel Issacharoff , New York University, Richard A. Bieder , Koskoff, Koskoff & Bieder, P.C., William M. Bloss , Koskoff, Koskoff & Bieder, P.C. & Antonio Ponvert, III , Koskoff, Koskoff & Bieder, P.C..

Alan Gouse, Trustee, Greater Hfd Easter Seal Rehabilitation Ctr., Inc., Tax Sheltered Annuity Plan & Money Accumulation Pension Plan for the Employees of Hartford Easter Rehabilitation Ctr., Inc. Trust, Plaintiff, represented by Marc R. Stanley , Stanley Law Goup, Martin Woodward , Stanley Law Goup, Roger L. Mandel , Lackey Hershman LLP, Samuel Issacharoff , New York University, Alinor Clemans Sterling , Richard A. Bieder , Koskoff, Koskoff & Bieder, P.C., William M. Bloss , Koskoff, Koskoff & Bieder, P.C. & Antonio Ponvert, III , Koskoff, Koskoff & Bieder, P.C..

Christopher Anderson, Trustee of Anderson Law Firm, P.C. 401(k) Profit Sharing Plan & Trust, formerly the Anderson & Ferdon, P.C. Section 401(k) Profit Sharing Plan, Plaintiff, represented by Antonio Ponvert, III , Koskoff, Koskoff & Bieder, P.C., Marc R. Stanley , Stanley Law Goup, Martin Woodward , Stanley Law Goup, Richard A. Bieder , Koskoff, Koskoff & Bieder, P.C., Roger L. Mandel , Lackey Hershman LLP, Samuel Issacharoff , New York University, William M. Bloss , Koskoff, Koskoff & Bieder, P.C. & Alinor Clemans Sterling .

H. Grady Chandler, Trustee of the Law Offices of H. Grady Chandler, P.C., 401(k) Profit Sharing Plan and Trust, Plaintiff, represented by Marc R. Stanley , Stanley Law Goup, Roger L. Mandel , Lackey Hershman LLP, Samuel Issacharoff , New York University, Alinor Clemans Sterling , Antonio Ponvert, III , Koskoff, Koskoff & Bieder, P.C. & William M. Bloss , Koskoff, Koskoff & Bieder, P.C..

Christopher M McKeon, Trustee of the Bershtein, Volpe & McKeon Profit Sharing Plan, f/k/a the Bershtein, Lippman, Bachman & McKeon Profit Sharing Plan, Plaintiff, represented by Marc R. Stanley , Stanley Law Goup.

Nationwide Financial Svcs Inc, Defendant, represented by Charles C. Platt , Wilmer Cutler Pickering Hale & Dorr LLP, Daniel P. Kearney, Jr. , Wilmer Cutler Pickering Hale & Dorr -LLP, Daniel H. Squire , Wilmer Cutler Pickering Hale & Dorr -LLP, David W. Bowker , Wilmer Cutler Pickering Hale & Dorr -LLP, Heath A. Brooks , Wilmer Cutler Pickering Hale & Dorr -LLP, Jeremy D. Dresner , Wilmer Cutler Pickering Hale & Dorr -LLP, Mark L. Bieter , Wilmer Cutler Pickering Hale & Dorr -LLP & Thomas F. Clauss, Jr. , Wiggin & Dana LLP-Stfd.

Nationwide Life Insurance Co., Defendant, represented by Amy K. Wigmore , Wilmer Cutler Pickering Hale & Dorr -LLP, Charles C. Platt , Wilmer Cutler Pickering Hale & Dorr LLP, Daniel H. Squire , Wilmer Cutler Pickering Hale & Dorr -LLP, David W. Bowker , Wilmer Cutler Pickering Hale & Dorr -LLP, Elizabeth K. Canizares , Wilmer Cutler Pickering Hale & Dorr -LLP, Heath A. Brooks , Wilmer Cutler Pickering Hale & Dorr -LLP, Jeremy D. Dresner , Wilmer Cutler Pickering Hale & Dorr -LLP, Mark L. Bieter , Wilmer Cutler Pickering Hale & Dorr -LLP, Noah A. Levine , Wilmer Cutler Pickering Hale & Dorr LLP, Stephen V. Carey , Wilmer Cutler Pickering Hale & Dorr -LLP, Thomas F. Clauss, Jr. , Wiggin & Dana LLP-Stfd & Daniel P. Kearney, Jr. , Wilmer Cutler Pickering Hale & Dorr -LLP.

Nationwide Life Insurance Co., Counter Claimant, represented by Amy K. Wigmore , Wilmer Cutler Pickering Hale & Dorr -LLP, Charles C. Platt , Wilmer Cutler Pickering Hale & Dorr LLP, Daniel H. Squire , Wilmer Cutler Pickering Hale & Dorr -LLP, David W. Bowker , Wilmer Cutler Pickering Hale & Dorr -LLP, Heath A. Brooks , Wilmer Cutler Pickering Hale & Dorr -LLP, Jeremy D. Dresner , Wilmer Cutler Pickering Hale & Dorr -LLP, Mark L. Bieter , Wilmer Cutler Pickering Hale & Dorr -LLP, Stephen V. Carey , Wilmer Cutler Pickering Hale & Dorr -LLP, Thomas F. Clauss, Jr. , Wiggin & Dana LLP-Stfd & Daniel P. Kearney, Jr. , Wilmer Cutler Pickering Hale & Dorr -LLP.

Peter Wiberg, Trustee, Crown Tool & Die Deferred Compensation Plan, Counter Defendant, represented by Martin Woodward , Stanley Law Goup.

Nationwide Life Insurance Co., Counter Claimant, represented by Amy K. Wigmore , Wilmer Cutler Pickering Hale & Dorr -LLP, Charles C. Platt , Wilmer Cutler Pickering Hale & Dorr LLP, Daniel H. Squire , Wilmer Cutler Pickering Hale & Dorr -LLP, David W. Bowker , Wilmer Cutler Pickering Hale & Dorr -LLP, Heath A. Brooks , Wilmer Cutler Pickering Hale & Dorr -LLP, Jeremy D. Dresner , Wilmer Cutler Pickering Hale & Dorr -LLP, Mark L. Bieter , Wilmer Cutler Pickering Hale & Dorr -LLP, Stephen V. Carey , Wilmer Cutler Pickering Hale & Dorr -LLP, Thomas F. Clauss, Jr. , Wiggin & Dana LLP-Stfd, Daniel P. Kearney, Jr. , Wilmer Cutler Pickering Hale & Dorr -LLP, Thomas F. Clauss, Jr. , Wiggin & Dana LLP-Stfd, Amy K. Wigmore , Wilmer Cutler Pickering Hale & Dorr -LLP, Charles C. Platt , Wilmer Cutler Pickering Hale & Dorr LLP, Daniel H. Squire , Wilmer Cutler Pickering Hale & Dorr -LLP, David W. Bowker , Wilmer Cutler Pickering Hale & Dorr -LLP, Heath A. Brooks , Wilmer Cutler Pickering Hale & Dorr -LLP, Jeremy D. Dresner , Wilmer Cutler Pickering Hale & Dorr -LLP, Mark L. Bieter , Wilmer Cutler Pickering Hale & Dorr -LLP, Stephen V. Carey , Wilmer Cutler Pickering Hale & Dorr -LLP, Thomas F. Clauss, Jr. , Wiggin & Dana LLP-Stfd & Daniel P. Kearney, Jr. , Wilmer Cutler Pickering Hale & Dorr -LLP.

Christopher Anderson, Trustee of Anderson Law Firm, P.C. 401(k) Profit Sharing Plan & Trust, formerly the Anderson & Ferdon, P.C. Section 401(k) Profit Sharing Plan, Counter Defendant, represented by Antonio Ponvert, III , Koskoff, Koskoff & Bieder, P.C., Martin Woodward , Stanley Law Goup, Richard A. Bieder , Koskoff, Koskoff & Bieder, P.C. & Roger L. Mandel , Lackey Hershman LLP.

Christopher Anderson, Counter Defendant, represented by William M. Bloss , Koskoff, Koskoff & Bieder, P.C..

H. Grady Chandler, Counter Defendant, represented by Roger L. Mandel , Lackey Hershman LLP & Martin Woodward , Stanley Law Goup.

Peter Wiberg, Trustee, Crown Tool & Die Co. Inc. Salary Deferral Profit Sharing, Counter Defendant, represented by Martin Woodward , Stanley Law Goup, Roger L. Mandel , Lackey Hershman LLP, Richard A. Bieder , Koskoff, Koskoff & Bieder, P.C., William M. Bloss , Koskoff, Koskoff & Bieder, P.C. & Antonio Ponvert, III , Koskoff, Koskoff & Bieder, P.C..

Alan Gouse, Trustee, Greater Hfd Easter Seal Rehabilitation Ctr., Inc., Tax Sheltered Annuity Plan & Money Accumulation Pension Plan for the Employees of Hartford Easter Rehabilitation Ctr., Inc. Trust, Counter Defendant, represented by Martin Woodward , Stanley Law Goup, Roger L. Mandel , Lackey Hershman LLP, Richard A. Bieder , Koskoff, Koskoff & Bieder, P.C., William M. Bloss , Koskoff, Koskoff & Bieder, P.C. & Antonio Ponvert, III , Koskoff, Koskoff & Bieder, P.C..

FINAL ORDER AND CONSENT JUDGMENT

On the 31st day of March, 2015, a hearing having been held before this Court to determine: (a) whether the Annuity Contracts Sub-Class and the Trust Platform Sub-Class should be certified pursuant to Rule 23 of the Federal Rules of Civil Procedure...

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