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SECURITIES AND EXCHANGE COMMISSION v. CARRILLO HUETTEL LLP

No. 13 Civ. 1735 (GBD) (JCF).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CARRILLO HUETTEL LLP, LUIS J. CARRILLO, WADE D. HUETTEL, GIBRALTAR GLOBAL SECURITIES, WARREN DAVIS, JOHN B. KIRK, BENJAMIN T. KIRK, DYLAN L. BOYLE, JAMES K. HINTON JR., LUNIEL DE BEER, JOEL P. FRANKLIN, PACIFIC BLUE ENERGY CORPORATION, and TRADESHOW MARKETING COMPANY LTD., Defendants.

United States District Court, S.D. New York.

April 8, 2015.

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Todd Daniel Brody , Securities & Exchange Commission, Andrew Matthew Calamari , Securities & Exchange Commission, Joshua Michael Newville , Securities & Exchange Commission, Katherine Starr Bromberg , Securities & Exchange Commission & Michael David Paley , U.S. Securities and Exchange Commission.

Luis J. Carrillo, Defendant, represented by Thomas J. Curran , Peckar & Abramson, P.C., Doris Diana Short , Peckar & Abramson, P.C., Jonathan Samuel Konovitch , Peckar & Abramson, P.C. & Juan Marcel Marcelino, Sr , Nelson Mullins Riley & Scarborough LLP.

Wade D. Huettel, Defendant, represented by William B. Fleming , Gage, Spencer & Fleming, LLP.

Gibralter Global Securities, Defendant, represented by Philip Canning Patterson , De Feis O'Connell & Rose, P.C., Allison Sherry Menkes , De Feis O'Connell & Rose, P.C. & Nicholas Michael DeFeis , De Feis O'Connell & Rose, P.C..

Warren Davis, Defendant, represented by Philip Canning Patterson , De Feis O'Connell & Rose, P.C., Allison Sherry Menkes , De Feis O'Connell & Rose, P.C. & Nicholas Michael DeFeis , De Feis O'Connell & Rose, P.C..

Benjamin T. Kirk, Defendant, represented by Steven David Feldman , Murphy & McGonigle PC & Sharon Anne O'Shaughnessy , Herrick, Feinstein LLP.

James K. Hinton, Defendant, represented by Mark J. Astarita , Sallah Astarita & Cox LLC, David R. Chase , David R. Chase, P.A. & James D Sallah , SALLAH ASTARITA and COX, LLC.

Luniel De Beer, Defendant, represented by David Usher Gourevitch , Law Office of David Gourevitch, P.C..

Dr. Luis Carrillo, Relief Defendant, represented by David Edward Fialkow , Nelson Mullins Riley & Scarborough LLP & Juan Marcel Marcelino, Sr , Nelson Mullins Riley & Scarborough LLP.

MEMORANDUM AND ORDER

This is an enforcement action brought by the Securities and Exchange Commission (the "SEC"), alleging that the defendants engaged in a "pump and dump" scheme in connection with Tradeshow Marketing Company Ltd. ("Tradeshow") and Pacific Blue Energy Corporation ("Pacific Blue")...

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