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S.E.C. v. E-SMART TECHNOLOGIES, INC.

Civil Action No. 11-895 (JEB).

85 F.Supp.3d 300 (2015)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. E-SMART TECHNOLOGIES, INC., et al., Defendants.

United States District Court, District of Columbia.

Signed March 30, 2015.

Attorney(s) appearing for the Case

Kenneth John Guido, Jr. , Daniel Joseph Maher , U.S. Securities & Exchange Commission, Washington, DC, for Plaintiff.

Mary A. Grace, Boulder, CO, pro se.

Tamio Saito, Japan, pro se.

Robert J. Rowen, Sebastapol, CA, pro se.

MEMORANDUM OPINION

This long-running case features a civil-enforcement action brought by the Securities and Exchange Commission, alleging that e-Smart Technologies, Inc., a public company, was a sham. While it purported to be at the cutting edge of developing and manufacturing a biometric...

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