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IN RE LEHMAN BROS. SECURITIES AND ERISA LITIGATION

No. 09 MC 2017(LAK).

799 F.Supp.2d 258 (2011)

In re LEHMAN BROTHERS SECURITIES AND ERISA LITIGATION. This document applies to: In re Lehman Brothers Equity/Debt Securities Litigation, 08 Civ. 5523(LAK).

United States District Court, S.D. New York.

July 27, 2011.

Attorney(s) appearing for the Case

Max W. Berger , Steven B. Singer , Boaz A. Weinstein , David R. Stickney , Elizabeth P. Lin , Jon F. Worm , Bernstein Litowitz Berger & Grossman LLP, David Kessler , John A. Kehoe , Benjamin J. Hinerfeld , John J. Gross , Richard A. Russo, Jr. , Nichole Browning , Barroway Topaz Kessler Meltzer & Check, LLP, Co-Lead Counsel for Plaintiffs.

Patricia M. Hynes , Todd Fishman , Allen & Overy LLP, Attorneys for Defendant Richard S. Fuld, Jr.

David R. Boyd , Jonathan P. Krisbergh , Boise, Schiller & Flexner LLP, Attorneys for Defendant Incapital LLC.

Audrey Strauss , Israel David , Fried Frank Harris Shriver & Jacobson LLP, Attorneys for Defendant Joseph M. Gregory.

Mark P. Ressler , Michael Hanin , Kasowitz Benson Torres & Friedman LLP, Attorneys for Defendant HVB Capital Markets, Inc.

Michael J. Chepiga , Mary Elizabeth McGarry , Erika Burk , Bryce A. Pashler , Simpson Thacher & Bartlett LLP, Attorneys for Defendants Christopher M. O'Meara and Joseph M. Gregory.

Mitchell A. Lowenthal , Meredith E. Kotler , Victor L. Hou , Cleary Gottlieb Steen & Hamilton LLP, Attorneys for All Underwriter Defendants Except HVB Capital Markets, Inc. and Incapital LLC.

Marshall R. King , Oliver M. Olanoff , Julie I. Smith , Gibson, Dunn & Crutcher LLP, Attorneys for Defendant UBS Financial Services, Inc.

Kelly M. Hnatt , Willkie Farr & Gallagher LLP, Attorneys for Defendant Ian Lowitt.

Robert J. Cleary , Dietrich L. Snell , Mark E. Davidson , Seth D. Fier , Proskauer Rose LLP, Attorneys for Defendant Erin Callan.

Andrew J. Levander , Kathleen N. Massey , Adam J. Wasserman , Dechert LLP, Attorneys for Defendants Michael L. Ainslie , John F. Akers , Roger S. Berlind , Thomas H. Cruikshank , Marsha Johnson Evans , Sir Christopher Gent , Roland A. Hernandez , Henry Kaufman , and John D. Macomber .

Miles N. Ruthberg , Jamie L. Wine , Kevin H. Metz , Peter A. Wald , Latham & Watkins LLP, Attorneys for Defendant Ernst & Young LLP.

OPINION

LEWIS A. KAPLAN, District Judge.

                                     Table of Contents

Facts ..................................................................................265
      Parties ..........................................................................265
          Plaintiffs ...................................................................265
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